Cohens v. Virginia
6 Wheat. 264 1821
Mr. Chief Justice Marshall
delivered the opinion of the Court.
This is a writ of error to a judgment
rendered in the Court of Hustings for the borough of
Norfolk, as an information for selling lottery tickets,
contrary to an act of the Legislature of Virginia. In
the State Court, the defendant claimed the protection
of an act of Congress. A case was agreed between the
parties, which states the act of Assembly on which the
prosecution was founded, and the act of Congress on
which the defendant relied, and concludes in these words:
"If upon this case the Court shall be of opinion
that the acts of Congress before mentioned were valid,
and, on the true construction of those acts, the lottery
tickets sold by the defendants as aforesaid, might lawfully
be sold within the State of Virginia, notwithstanding
the act or statute of the general assembly of Virginia
prohibiting such sale, then judgment to be entered for
the defendants; And if the Court should be of opinion
that the statute or act of the General Assembly of the
State of Virginia, prohibiting such sale, is valid,
notwithstanding the said acts of Congress, then judgment
to be entered that the defendants are guilty, and that
the Commonwealth recover against them one hundred dollars
and costs."
Judgment was rendered against the defendants;
and the Court in which it was rendered being the highest
Court of the State in which the cause was cognizable,
the record has been brought into this Court by writ
of error.a
The defendant in error moves to dismiss
this writ, for want of jurisdiction.
In support of this motion, three points
have been made, and argued with the ability which the
importance of the question merits. These points are--
1st. That a State is a defendant.
2d. That no writ of error lies from this
Court to a State Court.
3d. The third point has been presented
in different forms by the gentlemen who have argued
it. The counsel who opened the cause said, that the
want of jurisdiction was shown by the subject matter
of the case. The counsel who followed him said, that
jurisdiction was not given by the judiciary act. The
Court has bestowed all its attention on the arguments
of both gentlemen, and supposes that their tendency
is to show that this Court has no jurisdiction of the
case, or, in other words, has no right to review the
judgment of the State Court, because neither the constitution
nor any law of the United States has been violated by
that judgment.
aThe plaintiff in error prayed an appeal
from the judgment of the Court of Hustings, but it was
refused, on the ground that there was no higher State
tribunal which could take cognizance of the case.
The questions presented to the Court by
the two first points made at the bar are of great magnitude,
and may be truly said vitally to affect the Union. They
exclude the inquiry whether the constitution and laws
of the United States have been violated by the judgment
which the plaintiffs in error seek to review; and maintain
that, admitting such violation, it is not in the power
of the government to apply a corrective. They maintain
that the nation does not possess a department capable
of restraining peaceably, and by authority of law, any
attempts which may be made, by a part, against the legitimate
powers of the whole; and that the government is reduced
to the alternative of submitting to such attempts, or
of resisting them by force. They maintain that the constitution
of the United States has provided no tribunal for the
final construction of itself, or of the laws or treaties
of the nation; but that this power may be exercised
in the last resort by the Courts of every State in the
Union. That the constitution, laws, and treaties, may
receive as many constructions as there are States; and
that this is not a mischief, or, if a mischief, is irremediable.
These abstract propositions are to be determined; for
he who demands decision without permitting inquiry,
affirms that the decision he asks does not depend on
inquiry.
If such be the constitution, it is the
duty of the Court to bow with respectful submission
to its provisions. If such be not the constitution,
it is equally the duty of this Court to say so; and
to perform that task which the American people have
assigned to the judicial department.
1st. The first question to be considered
is, whether the jurisdiction of this Court is excluded
by the character of the parties, one of them being a
State, and the other a citizen of that State?
The second section of the third article
of the constitution defines the extent of the judicial
power of the United States. Jurisdiction is given to
the Courts of the Union in two classes of cases. In
the first, their jurisdiction depends on the character
of the cause, whoever may be the parties. This class
comprehends "all cases in law and equity arising
under this constitution, the laws of the United States,
and treaties made, or which shall be made, under their
authority." This clause extends the jurisdiction
of the Court to all the cases described, without making
in its terms any exception whatever, and without any
regard to the condition of the party. If there be any
exception, it is to be implied against the express words
of the article.
In the second class, the jurisdiction
depends entirely on the character of the parties. In
this are comprehended "controversies between two
or more States, between a State and citizens of another
State," "and between a State and foreign States,
citizens or subjects." If these be the parties,
it is entirely unimportant what may be the subject of
controversy. Be it what it may, these parties have a
constitutional right to come into the Courts of the
Union.
The counsel for the defendant in error
have stated that the cases which arise under the constitution
must grow out of those provisions which are capable
of self-execution; examples of which are to be found
in the 2d section of the 4th article, and in the 10th
section of the 1st article.
A case which arises under a law of the
United States must, we are likewise told, be a right
given by some act which becomes necessary to execute
the powers given in the constitution, of which the law
of naturalization is mentioned as an example.
The use intended to be made of this exposition
of the first part of the section, defining the extent
of the judicial power, is not clearly understood. If
the intention be merely to distinguish cases arising
under the constitution, from those arising under a law,
for the sake of precision in the application of this
argument, these propositions will not be controverted.
If it be to maintain that a case arising under the constitution,
or a law, must be one in which a party comes into Court
to demand something conferred on him by the constitution
or a law, we think the construction too narrow. A case
in law or equity consists of the right of the one party,
as well as of the other, and may truly be said to arise
under the constitution or a law of the United States,
whenever its correct decision depends on the construction
of either. Congress seems to have intended to give its
own construction of this part of the constitution in
the 25th section of the judiciary act; and we perceive
no reason to depart from that construction.
The jurisdiction of the Court, then, being
extended by the letter of the constitution to all cases
arising under it, or under the laws of the United States,
it follows that those who would withdraw any case of
this description from that jurisdiction, must sustain
the exemption they claim on the spirit and true meaning
of the constitution, which spirit and true meaning must
be so apparent as to overrule the words which its framers
have employed.
The counsel for the defendant in error
have undertaken to do this; and have laid down the general
proposition, that a sovereign independent State is not
suable, except by its own consent.
This general proposition will not be controverted.
But its consent is not requisite in each particular
case. It may be given in a general law. And if a State
has surrendered any portion of its sovereignty, the
question whether a liability to suit be a part of this
portion, depends on the instrument by which the surrender
is made. If, upon a just construction of that instrument,
it shall appear that the State has submitted to be sued,
then it has parted with this sovereign right of judging
in every case on the justice of its own pretensions,
and has entrusted that power to a tribunal in whose
impartiality it confides.
The American States, as well as the American
people, have believed a close and firm Union to be essential
to their liberty and to their happiness. They have been
taught by experience, that this Union cannot exist without
a government for the whole; and they have been taught
by the same experience that this government would be
a mere shadow, that must disappoint all their hopes,
unless invested with large portions of that sovereignty
which belongs to independent States. Under the influence
of this opinion, and thus instructed by experience,
the American people, in the conventions of their respective
States, adopted the present constitution.
If it could be doubted, whether from its
nature, it were not supreme in all cases where it is
empowered to act, that doubt would be removed by the
declaration, that "this constitution, and the laws
of the United States, which shall be made in pursuance
thereof, and all treaties made, or which shall be made,
under the authority of the United States, shall be the
supreme law of the land; and the judges in every State
shall be bound thereby; any thing in the constitution
or laws of any State to the contrary not-withstanding."
This is the authoritative language of
the American people; and, if gentlemen please, of the
American States. It marks, with lines too strong to
be mistaken, the characteristic distinction between
the government of the Union, and those of the States.
The general government, though limited as to its objects,
is supreme with respect to those objects. This principle
is a part of the constitution; and if there be any who
deny its necessity, none can deny its authority.
To this supreme government ample powers
are confided; and if it were possible to doubt the great
purposes for which they were so confided, the people
of the United States have declared, that they are given
"in order to form a more perfect union, establish
justice, ensure domestic tranquillity, provide for the
common defence, promote the general welfare, and secure
the blessings of liberty to themselves and their posterity."
With the ample powers confided to this
supreme government, for these interesting purposes,
are connected many express and important limitations
on the sovereignty of the States, which are made for
the same purposes. The powers of the Union, on the great
subjects of war, peace, and commerce, and on many others,
are in themselves limitations of the sovereignty of
the States; but in addition to these, the sovereignty
of the States is surrendered in many instances where
the surrender can only operate to the benefit of the
people, and where, perhaps, no other power is conferred
on Congress than a conservative power to maintain the
principles established in the constitution. The maintenance
of these principles in their purity, is certainly among
the great duties of the government. One of the instruments
by which this duty may be peaceably performed, is the
judicial department. It is authorized to decide all
cases of every description, arising under the constitution
or laws of the United States. From this general grant
of jurisdiction, no exception is made of those cases
in which a State may be a party. When we consider the
situation of the government of the Union and of a State,
in relation to each other; the nature of our constitution;
the subordination of the State governments to that constitution;
the great purpose for which jurisdiction over all cases
arising under the constitution and laws of the United
States, is confided to the judicial department; are
we at liberty to insert in this general grant, an exception
of those cases in which a State may be a party? Will
the spirit of the constitution justify this attempt
to control its words? We think it will not. We think
a case arising under the constitution or laws of the
United States, is cognizable in the Courts of the Union,
whoever may be the parties to that case.
Had any doubt existed with respect to
the just construction of this part of the section, that
doubt would have been removed by the enumeration of
those cases to which the jurisdiction of the federal
Courts is extended, in consequence of the character
of the parties. In that enumeration, we find "controversies
between two or more States, between a State and citizens
of another State," "and between a State and
foreign States, citizens, or subjects."
One of the express objects, then, for
which the judicial department was established, is the
decision of controversies between States, and between
a State and individuals. The mere circumstance, that
a State is a party, gives jurisdiction to the Court.
How, then, can it be contended, that the very same instrument,
in the very same section, should be so construed, as
that this same circumstance should withdraw a case from
the jurisdiction of the Court, where the constitution
or laws of the United States are supposed to have been
violated? The constitution gave to every person having
a claim upon a State, a right to submit his case to
the Court of the nation. However unimportant his claim
might be, however little the community might be interested
in its decision, the framers of our constitution thought
it necessary for the purposes of justice, to provide
a tribunal as superior to influence as possible, in
which that claim might be decided. Can it be imagined,
that the same persons considered a case involving the
constitution of our country and the majesty of the laws,
questions in which every American citizen must be deeply
interested, as withdrawn from this tribunal, because
a State is a party?
While weighing arguments drawn from the
nature of government, and from the general spirit of
an instrument, and urged for the purpose of narrowing
the construction which the words of that instrument
seem to require, it is proper to place in the opposite
scale those principles, drawn from the same sources,
which go to sustain the words in their full operation
and natural import. One of these, which has been pressed
with great force by the counsel for the plaintiffs in
error, is, that the judicial power of every well constituted
government must be coextensive with the legislative,
and must be capable of deciding every judicial question
which grows out of the constitution and laws.
If any proposition may be considered as
a political axiom, this, we think, may be so considered.
In reasoning upon it as an abstract question, there
would, probably, exist no contrariety of opinion respecting
it. Every argument, proving the necessity of the department,
proves also the propriety of giving this extent to it.
We do not mean to say, that the jurisdiction of the
Courts of the Union should be construed to be co-extensive
with the legislative, merely because it is fit that
it should be so; but we mean to say, that this fitness
furnishes an argument in construing the constitution
which ought never to be overlooked, and which is most
especially entitled to consideration, when we are inquiring,
whether the words of the instrument which purport to
establish this principle, shall be contracted for the
purpose of destroying it.
The mischievous consequences of the construction
contended for on the part of Virginia, are also entitled
to great consideration. It would prostrate, it has been
said, the government and its laws at the feet of every
State in the Union. And would not this be its effect?
What power of the government could be executed by its
own means, in any State disposed to resist its execution
by a course of legislation? The laws must be executed
by individuals acting within the several States. If
these individuals may be exposed to penalties, and if
the Courts of the Union cannot correct the judgments
by which these penalties may be enforced, the course
of the government may be, at any time, arrested by the
will of one of its members. Each member will possess
a veto on the will of the whole.
The answer which has been given to this
argument, does not deny its truth, but insists that
confidence is reposed, and may be safely reposed, in
the State institutions; and that, if they shall ever
become so insane or so wicked as to seek the destruction
of the government, they may accomplish their object
by refusing to perform the functions assigned to them.
We readily concur with the counsel for
the defendant, in the declaration, that the cases which
have been put of direct legislative resistance for the
purpose of opposing the acknowledged powers of the government,
are extreme cases, and in the hope, that they will never
occur; but we cannot help believing, that a general
conviction of the total incapacity of the government
to protect itself and its laws in such cases, would
contribute in no inconsiderable degree to their occurrence.
Let it be admitted, that the cases which
have been put are extreme and improbable, yet there
are gradations of opposition to the laws, far short
of those cases, which might have a baneful influence
on the affairs of the nation. Different States may entertain
different opinions on the true construction of the constitutional
powers of Congress. We know, that at one time, the assumption
of the debts contracted by the several States, during
the war of our revolution, was deemed unconstitutional
by some of them. We know, too, that at other times,
certain taxes, imposed by Congress, have been pronounced
unconsitutional. Other laws have been questioned partially,
while they were supported by the great majority of the
American people. We have no assurance that we shall
be less divided than we have been. States may legislate
in conformity to their opinions, and may enforce those
opinions by penalties. It would be hazarding too much
to assert, that the judicatures of the States will be
exempt from the prejudices by which the legislatures
and people are influenced, and will constitute perfectly
impartial tribunals. In many States the judges are dependent
for office and for salary on the will of the legislature.
The constitution of the United States furnishes no security
against the universal adoption of this principle. When
we observe the importance which that constitution attaches
to the independence of judges, we are the less inclined
to suppose that it can have intended to leave these
constitutional questions to tribunals where this independence
may not exist, in all cases where a State shall prosecute
an individual who claims the protection of an act of
Congress. These prosecutions may take place even without
a legislative act. A person making a seizure under an
act of Congress, may be indicted as a trespasser, if
force has been employed, and of this a jury may judge.
How extensive may be the mischief if the first decisions
in such cases should be final!
These collisions may take place in times
of no extraordinary commotion. But a constitution is
framed for ages to come, and is designed to approach
immortality as nearly as human institutions can approach
it. Its course cannot always be tranquil. It is exposed
to storms and tempests, and its framers must be unwise
statesmen indeed, if they have not provided it, as far
as its nature will permit, with the means of self-preservation
from the perils it may be destined to encounter. No
government ought to be so defective in its organization,
as not to contain within itself the means of securing
the execution of its own laws against other dangers
than those which occur every day. Courts of justice
are the means most usually employed; and it is reasonable
to expect that a government should repose on its own
Courts, rather than on others. There is certainly nothing
in the circumstances under which our constitution was
formed; nothing in the history of the times, which would
justify the opinion that the confidence reposed in the
States was so implicit as to leave in them and their
tribunals the power of resisting or defeating, in the
form of law, the legitimate measures of the Union. The
requisitions of Congress, under the confederation, were
as constitutionally obligatory as the laws enacted by
the present Congress. That they were habitually disregarded,
is a fact of universal notoriety. With the knowledge
of this fact, and under its full pressure, a convention
was assembled to change the system. Is it so improbable
that they should confer on the judicial department the
power of construing the constitution and laws of the
Union in every case, in the last resort, and of preserving
them from all violation from every quarter, so far as
judicial decisions can preserve them, that this improbability
should essentially affect the construction of the new
system? We are told, and we are truly told, that the
great change which is to give efficacy to the present
system, is its ability to act on individuals directly,
instead of acting through the instrumentality of State
governments. But, ought not this ability, in reason
and sound policy, to be applied directly to the protection
of individuals employed in the execution of the laws,
as well as to their coercion. Your laws reach the individual
without the aid of any other power; why may they not
protect him from punishment for performing his duty
in executing them?
The counsel for Virginia endeavour to
obviate the force of these arguments by saying, that
the dangers they suggest, if not imaginary, are inevitable;
that the constitution can make no provision against
them; and that, therefore, in construing that instrument,
they ought to be excluded from our consideration. This
state of things, they say, cannot arise until there
shall be a disposition so hostile to the present political
system as to produce a determination to destroy it;
and, when that determination shall be produced, its
effects will not be restrained by parchment stipulations.
The fate of the constitution will not then depend on
judicial decisions. But, should no appeal be made to
force, the States can put an end to the government by
refusing to act. They have only not to elect Senators,
and it expires without a struggle.
It is very true that, whenever hostility
to the existing system shall become universal, it will
be also irresistible. The people made the constitution,
and the people can unmake it. It is the creature of
their will, and lives only by their will. But this supreme
and irresistible power to make or to unmake, resides
only in the whole body of the people; not in any sub-division
of them. The attempt of any of the parts to exercise
it is usurpation, and ought to be repelled by those
to whom the people have delegated their power of repelling
it.
The acknowledged inability of the government,
then, to sustain itself against the public will, and,
by force or otherwise, to control the whole nation,
is no sound argument in support of its constitutional
inability to preserve itself against a section of the
nation acting in opposition to the general will.
It is true, that if all the States, or
a majority of them, refuse to elect Senators, the legislative
powers of the Union will be suspended. But if any one
State shall refuse to elect them, the Senate will not,
on that account, be the less capable of performing all
its functions. The argument founded on this fact would
seem rather to prove the subordination of the parts
to the whole, than the complete independence of any
one of them. The framers of the constitution were, indeed,
unable to make any provisions which should protect that
instrument against a general combination of the States,
or of the people, for its destruction; and, conscious
of this inability, they have not made the attempt. But
they were able to provide against the operation of measures
adopted in any one State, whose tendency might be to
arrest the execution of the laws, and this it was the
part of true wisdom to attempt. We think they have attempted
it.
It has been also urged, as an additional
objection to the jurisdiction of the Court, that cases
between a State and one of its own citizens, do not
come within the general scope of the constitution; and
were obviously never intended to be made cognizable
in the federal Courts. The State tribunals might be
suspected of partiality in cases between itself or its
citizens and aliens, or the citizens of another State,
but not in proceedings by a State against its own citizens.
That jealousy which might exist in the first case, could
not exist in the last, and therefore the judicial power
is not extended to the last.
This is very true, so far as jurisdiction
depends on the character of the parties; and the argument
would have great force if urged to prove that this Court
could not establish the demand of a citizen upon his
State, but is not entitled to the same force when urged
to prove that this Court cannot inquire whether the
constitution or laws of the United States protect a
citizen from a prosecution instituted against him by
a State. If jurisdiction depended entirely on the character
of the parties, and was not given where the parties
have not an original right to come into Court, that
part of the 2d section of the 3d article, which extends
the judicial power to all cases arising under the constitution
and laws of the United States, would be mere surplusage.
It is to give jurisdiction where the character of the
parties would not give it, that this very important
part of the clause was inserted. It may be true, that
the partiality of the State tribunals, in ordinary controversies
between a State and its citizens, was not apprehended,
and therefore the judicial power of the Union was not
extended to such cases; but this was not the sole nor
the greatest object for which this department was created.
A more important, a much more interesting object, was
the preservation of the constitution and laws of the
United States, so far as they can be preserved by judicial
authority; and therefore the jurisdiction of the Courts
of the Union was expressly extended to all cases arising
under that constitution and those laws. If the constitution
or laws may be violated by proceedings instituted by
a State against its own citizens, and if that violation
may be such as essentially to affect the constitution
and the laws, such as to arrest the progress of government
in its constitutional course, why should these cases
be excepted from that provision which expressly extends
the judicial power of the Union to all cases arising
under the constitution and laws?
After bestowing on this subject the most
attentive consideration, the Court can perceive no reason
founded on the character of the parties for introducing
an exception which the constitution has not made; and
we think that the judicial power, as originally given,
extends to all cases arising under the constitution
or a law of the United States, whoever may be the parties.
It has been also contended, that this
jurisdiction, if given, is original, and cannot be exercised
in the appellate form.
The words of the constitution are, "in
all cases affecting ambassadors, other public ministers,
and consuls, and those in which a State shall be a party,
the Supreme Court shall have original jurisdiction.
In all the other cases before mentioned, the Supreme
Court shall have appellate jurisdiction."
This distinction between original and
appellate jurisdiction, excludes, we are told, in all
cases, the exercise of the one where the other is given.
The constitution gives the Supreme Court
original jurisdiction in certain enumerated cases, and
gives it appellate jurisdiction in all others. Among
those in which jurisdiction must be exercised in the
appellate form, are cases arising under the constitution
and laws of the United States. These provisions of the
constitution are equally obligatory, and are to be equally
respected. If a State be a party, the jurisdiction of
this Court is original; if the case arise under a constitution
or a law, the jurisdiction is appellate. But a case
to which a State is a party may arise under the constitution
or a law of the United States. What rule is applicable
to such a case? What, then, becomes the duty of the
Court? Certainly, we think, so to construe the constitution
as to give effect to both provisions, as far as it is
possible to reconcile them, and not to permit their
seeming repugnancy to destroy each other. We must endeavour
so to construe them as to preserve the true intent and
meaning of the instrument.
In one description of cases, the jurisdiction
of the Court is founded entirely on the character of
the parties; and the nature of the controversy is not
contemplated by the constitution. The character of the
parties is every thing, the nature of the case nothing.
In the other description of cases, the jurisdiction
is founded entirely on the character of the case, and
the parties are not contemplated by the constitution.
In these, the nature of the case is every thing, the
character of the parties nothing. When, then, the constitution
declares the jurisdiction, in cases where a State shall
be a party, to be original, and in all cases arising
under the constitution or a law, to be appellate--the
conclusion seems irresistible, that its framers designed
to include in the first class those cases in which jurisdiction
is given, because a State is a party; and to include
in the second, those in which jurisdiction is given,
because the case arises under the constitution or a
law.
This reasonable construction is rendered
necessary by other considerations.
That the constitution or a law of the
United States, is involved in a case, and makes a part
of it, may appear in the progress of a cause, in which
the Courts of the Union, but for that circumstance,
would have no jurisdiction, and which of consequence
could not originate in the Supreme Court. In such a
case, the jurisdiction can be exercised only in its
appellate form. To deny its exercise in this form is
to deny its existence, and would be to construe a clause,
dividing the power of the Supreme Court, in such manner,
as in a considerable degree to defeat the power itself.
All must perceive, that this construction can be justified
only where it is absolutely necessary. We do not think
the article under consideration presents that necessity.
It is observable, that in this distributive
clause, no negative words are introduced. This observation
is not made for the purpose of contending, that the
legislature may "apportion the judicial power between
the Supreme and inferior Courts according to its will."
That would be, as was said by this Court in the case
of Marbury v. Madison, to render the distributive clause
"mere surplusage," to make it "form without
substance." This cannot, therefore, be the true
construction of the article.
But although the absence of negative words
will not authorize the legislature to disregard the
distribution of the power previously granted, their
absence will justify a sound construction of the whole
article, so as to give every part its intended effect.
It is admitted, that "affirmative words are often,
in their operation, negative of other objects than those
affirmed;" and that where "a negative or exclusive
sense must be given to them, or they have no operation
at all," they must receive that negative or exclusive
sense. But where they have full operation without it;
where it would destroy some of the most important objects
for which the power was created; then, we think, affirmative
words ought not to be construed negatively.
The constitution declares, that in cases
where a State is a party, the Supreme Court shall have
original jurisdiction; but does not say that its appellate
jurisdiction shall not be exercised in cases where,
from their nature, appellate jurisdiction is given,
whether a State be or be not a party. It may be conceded,
that where the case is of such a nature as to admit
of its originating in the Supreme Court, it ought to
originate there; but where, from its nature, it cannot
originate in that Court, these words ought not to be
so construed as to require it. There are many cases
in which it would be found extremely difficult, and
subversive of the spirit of the constitution, to maintain
the construction, that appellate jurisdiction cannot
be exercised where one of the parties might sue or be
sued in this Court.
The constitution defines the jurisdiction
of the Supreme Court, but does not define that of the
inferior Courts. Can it be affirmed, that a State might
not sue the citizen of another State in a Circuit Court?
Should the Circuit Court decide for or against its jurisdiction,
should it dismiss the suit, or give judgment against
the State, might not its decision be revised in the
Supreme Court? The argument is, that it could not; and
the very clause which is urged to prove, that the Circuit
Court could give no judgment in the case, is also urged
to prove, that its judgment is irreversible. A supervising
Court, whose peculiar province it is to correct the
errors of an inferior Court, has no power to correct
a judgment given without jurisdiction, because, in the
same case, that supervising Court has original jurisdiction.
Had negative words been employed, it would be difficult
to give them this construction if they would admit of
any other. But, without negative words, this irrational
construction can never be maintained.
So, too, in the same clause, the jurisdiction
of the Court is declared to be original, "in cases
affecting ambassadors, other public ministers, and consuls."
There is, perhaps, no part of the article under consideration
so much required by national policy as this; unless
it be that part which extends the judicial power "to
all cases arising under the constitution, laws, and
treaties of the United States." It has been generally
held, that the State Courts have a concurrent jurisdiction
with the federal Courts, in cases to which the judicial
power is extended, unless the jurisdiction of the federal
Courts be rendered exclusive by the words of the third
article. If the words, "to all cases," give
exclusive jurisdiction in cases affecting foreign ministers,
they may also give exclusive jurisdiction, if such be
the will of Congress, in cases arising under the constitution,
laws, and treaties of the United States. Now, suppose
an individual were to sue a foreign minister in a State
Court, and that Court were to maintain its jurisdiction,
and render judgment against the minister, could it be
contended, that this Court would be incapable of revising
such judgment, because the constitution had given it
original jurisdiction in the case? If this could be
maintained, then a clause inserted for the purpose of
excluding the jurisdiction of all other Courts than
this, in a particular case, would have the effect of
excluding the jurisdiction of this Court in that very
case, if the suit were to be brought in another Court,
and that Court were to assert jurisdiction. This tribunal,
according to the argument which has been urged, could
neither revise the judgment of such other Court, nor
suspend its proceedings: for a writ of prohibition,
or any other similar writ, is in the nature of appellate
process.
Foreign consuls frequently assert, in
our Prize Courts, the claims of their fellow subjects.
These suits are maintained by them as consuls. The appellate
power of this Court has been frequently exercised in
such cases, and has never been questioned. It would
be extremely mischievous to withhold its exercise. Yet
the consul is a party on the record. The truth is, that
where the words confer only appellate jurisdiction,
original jurisdiction is most clearly not given; but
where the words admit of appellate jurisdiction, the
power to take cognizance of the suit originally, does
not necessarily negative the power to decide upon it
on an appeal, if it may originate in a different Court.
It is, we think, apparent, that to give
this distributive clause the interpretation contended
for, to give to its affirmative words a negative operation,
in every possible case, would, in some instances, defeat
the obvious intention of the article. Such an interpretation
would not consist with those rules which, from time
immemorial, have guided Courts, in their construction
of instruments brought under their consideration. It
must, therefore, be discarded. Every part of the article
must be taken into view, and that construction adopted
which will consist with its words, and promote its general
intention. The Court may imply a negative from affirmative
words, where the implication promotes, not where it
defeats the intention.
If we apply this principle, the correctness
of which we believe will not be controverted, to the
distributive clause under consideration, the result,
we think, would be this: the original jurisdiction of
the Supreme Court, in cases where a State is a party,
refers to those cases in which, according to the grant
of power made in the preceding clause, jurisdiction
might be exercised in consequence of the character of
the party, and an original suit might be instituted
in any of the federal Courts; not to those cases in
which an original suit might not be instituted in a
federal Court. Of the last description, is every case
between a State and its citizens, and, perhaps, every
case in which a State is enforcing its penal laws. In
such cases, therefore, the Supreme Court cannot take
original jurisdiction. In every other case, that is,
in every case to which the judicial power extends, and
in which original jurisdiction is not expressly given,
that judicial power shall be exercised in the appellate,
and only in the appellate form. The original jurisdiction
of this Court cannot be enlarged, but its appellate
jurisdiction may be exercised in every case cognizable
under the third article of the constitution, in the
federal Courts, in which original jurisdiction cannot
be exercised; and the extent of this judicial power
is to be measured, not by giving the affirmative words
of the distributive clause a negative operation in every
possible case, but by giving their true meaning to the
words which define its extent.
The counsel for the defendant in error
urge, in opposition to this rule of construction, some
dicta of the Court, in the case of Marbury v. Madison.
It is a maxim not to be disregarded, that
general expressions, in every opinion, are to be taken
in connection with the case in which those expressions
are used. If they go beyond the case, they may be respected,
but ought not to control the judgment in a subsequent
suit when the very point is presented for decision.
The reason of this maxim is obvious. The question actually
before the Court is investigated with care, and considered
in its full extent. Other principles which may serve
to illustrate it, are considered in their relation to
the case decided, but their possible bearing on all
other cases is seldom completely investigated.
In the case of Marbury v. Madison, the
single question before the Court, so far as that case
can be applied to this, was, whether the legislature
could give this Court original jurisdiction in a case
in which the constitution had clearly not given it,
and in which no doubt respecting the construction of
the article could possibly be raised. The Court decided,
and we think very properly, that the legislature could
not give original jurisdiction in such a case. But,
in the reasoning of the Court in support of this decision,
some expressions are used which go far beyond it. The
counsel for Marbury had insisted on the unlimited discretion
of the legislature in the apportionment of the judicial
power; and it is against this argument that the reasoning
of the Court is directed. They say that, if such had
been the intention of the article, "it would certainly
have been useless to proceed farther than to define
the judicial power, and the tribunals in which it should
be vested." The Court says, that such a construction
would render the clause, dividing the jurisdiction of
the Court into original and appellate, totally useless;
that "affirmative words are often, in their operation,
negative of other objects than those which are affirmed;
and, in this case, (in the case of Marbury v. Madison,)
a negative or exclusive sense must be given to them,
or they have no operation at all." "It cannot
be presumed," adds the Court, "that any clause
in the constitution is intended to be without effect;
and, therefore, such a construction is inadmissible,
unless the words require it."
The whole reasoning of the Court proceeds
upon the idea that the affirmative words of the clause
giving one sort of jurisdiction, must imply a negative
of any other sort of jurisdiction, because otherwise
the words would be totally inoperative, and this reasoning
is advanced in a case to which it was strictly applicable.
If in that case original jurisdiction could have been
exercised, the clause under consideration would have
been entirely useless. Having such cases only in its
view, the Court lays down a principle which is generally
correct, in terms much broader than the decision, and
not only much broader than the reasoning with which
that decision is supported, but in some instances contradictory
to its principle. The reasoning sustains the negative
operation of the words in that case, because otherwise
the clause would have no meaning whatever, and because
such operation was necessary to give effect to the intention
of the article. The effort now made is, to apply the
conclusion to which the Court was conducted by that
reasoning in the particular case, to one in which the
words have their full operation when understood affirmatively,
and in which the negative, or exclusive sense, is to
be so used as to defeat some of the great objects of
the article.
To this construction the Court cannot
give its assent. The general expressions in the case
of Marbury v. Madison must be understood with the limitations
which are given to them in this opinion; limitations
which in no degree affect the decision in that case,
or the tenor of its reasoning.
The counsel who closed the argument, put
several cases for the purpose of illustration, which
he supposed to arise under the constitution, and yet
to be, apparently, without the jurisdiction of the Court.
Were a State to lay a duty on exports,
to collect the money and place it in her treasury, could
the citizen who paid it, he asks, maintain a suit in
this Court against such State, to recover back the money?
Perhaps not. Without, however, deciding
such supposed case, we may say, that it is entirely
unlike that under consideration.
The citizen who has paid his money to
his State, under a law that is void, is in the same
situation with every other person who has paid money
by mistake. The law raises an assumpsit to return the
money, and it is upon that assumpsit that the action
is to be maintained. To refuse to comply with this assumpsit
may be no more a violation of the constitution, than
to refuse to comply with any other; and as the federal
Courts never had jurisdiction over contracts between
a State and its citizens, they may have none over this.
But let us so vary the supposed case, as to give it
a real resemblance to that under consideration. Suppose
a citizen to refuse to pay this export duty, and a suit
to be instituted for the purpose of compelling him to
pay it. He pleads the constitution of the United States
in bar of the action, notwithstanding which the Court
gives judgment against him. This would be a case arising
under the constitution, and would be the very case now
before the Court.
We are also asked, if a State should confiscate
property secured by a treaty, whether the individual
could maintain an action for that property?
If the property confiscated be debts,
our own experience informs us that the remedy of the
creditor against his debtor remains. If it be land,
which is secured by a treaty, and afterwards confiscated
by a State, the argument does not assume that this title,
thus secured, could be extinguished by an act of confiscation.
The injured party, therefore, has his remedy against
the occupant of the land for that which the treaty secures
to him, not against the State for money which is not
secured to him.
The case of a State which pays off its
own debts with paper money, no more resembles this than
do those to which we have already adverted. The Courts
have no jurisdiction over the contract. They cannot
enforce it, nor judge of its violation. Let it be that
the act discharging the debt is a mere nullity, and
that it is still due. Yet the federal Courts have no
cognizance of the case. But suppose a State to institute
proceedings against an individual, which depended on
the validity of an act emitting bills of credit: suppose
a State to prosecute one of its citizens for refusing
paper money, who should plead the constitution in bar
of such prosecution. If his plea should be overruled,
and judgment rendered against him, his case would resemble
this; and, unless the jurisdiction of this Court might
be exercised over it, the constitution would be violated,
and the injured party be unable to bring his case before
that tribunal to which the people of the United States
have assigned all such cases.
It is most true that this Court will not
take jurisdiction if it should not: but it is equally
true, that it must take jurisdiction if it should. The
judiciary cannot, as the legislature may, avoid a measure
because it approaches the confines of the constitution.
We cannot pass it by because it is doubtful. With whatever
doubts, with whatever difficulties, a case may be attended,
we must decide it, if it be brought before us. We have
no more right to decline the exercise of jurisdiction
which is given, than to usurp that which is not given.
The one or the other would be treason to the constitution.
Questions may occur which we would gladly avoid; but
we cannot avoid them. All we can do is, to exercise
our best judgment, and conscientiously to perform our
duty. In doing this, on the present occasion, we find
this tribunal invested with appellate jurisdiction in
all cases arising under the constitution and laws of
the United States. We find no exception to this grant,
and we cannot insert one.
To escape the operation of these comprehensive
words, the counsel for the defendant has mentioned instances
in which the constitution might be violated without
giving jurisdiction to this Court. These words, therefore,
however universal in their expression, must, he contends,
be limited and controlled in their construction by circumstances.
One of these instances is, the grant by a State of a
patent of nobility. The Court, he says, cannot annul
this grant.
This may be very true; but by no means
justifies the inference drawn from it. The article does
not extend the judicial power to every violation of
the constitution which may possibly take place, but
to "a case in law or equity," in which a right,
under such law, is asserted in a Court of justice. If
the question cannot be brought into a Court, then there
is no case in law or equity, and no jurisdiction is
given by the words of the article. But if, in any controversy
depending in a Court, the cause should depend on the
validity of such a law, that would be a case arising
under the constitution, to which the judicial power
of the United States would extend. The same observation
applies to the other instances with which the counsel
who opened the cause has illustrated this argument.
Although they show that there may be violations of the
constitution, of which the Courts can take no cognizance,
they do not show that an interpretation more restrictive
than the words themselves import ought to be given to
this article. They do not show that there can be "a
case in law or equity," arising under the constitution,
to which the judicial power does not extend.
We think, then, that, as the constitution
originally stood, the appellate jurisdiction of this
Court, in all cases arising under the constitution,
laws, or treaties of the United States, was not arrested
by the circumstance that a State was a party.
This leads to a consideration of the 11th
amendment.
It is in these words: "The judicial
power of the United States shall not be construed to
extend to any suit in law or equity commenced or prosecuted
against one of the United States, by citizens of another
State, or by citizens or subjects of any foreign State."
It is a part of our history, that, at
the adoption of the constitution, all the States were
greatly indebted; and the apprehension that these debts
might be prosecuted in the federal Courts, formed a
very serious objection to that instrument. Suits were
instituted; and the Court maintained its jurisdiction.
The alarm was general; and, to quiet the apprehensions
that were so extensively entertained, this amendment
was proposed in Congress, and adopted by the State legislatures.
That its motive was not to maintain the sovereignty
of a State from the degradation supposed to attend a
compulsory appearance before the tribunal of the nation,
may be inferred from the terms of the amendment. It
does not comprehend controversies between two or more
States, or between a State and a foreign State. The
jurisdiction of the Court still extends to these cases:
and in these a State may still be sued. We must ascribe
the amendment, then, to some other cause than the dignity
of a State. There is no difficulty in finding this cause.
Those who were inhibited from commencing a suit against
a State, or from prosecuting one which might be commenced
before the adoption of the amendment, were persons who
might probably be its creditors. There was not much
reason to fear that foreign or sister States would be
creditors to any considerable amount, and there was
reason to retain the jurisdiction of the Court in those
cases, because it might be essential to the preservation
of peace. The amendment, therefore, extended to suits
commenced or prosecuted by individuals, but not to those
brought by States.
The first impression made on the mind
by this amendment is, that it was intended for those
cases, and for those only, in which some demand against
a State is made by an individual in the Courts of the
Union. If we consider the causes to which it is to be
traced, we are conducted to the same conclusion. A general
interest might well be felt in leaving to a State the
full power of consulting its convenience in the adjustment
of its debts, or of other claims upon it; but no interest
could be felt in so changing the relations between the
whole and its parts, as to strip the government of the
means of protecting, by the instrumentality of its Courts,
the constitution and laws from active violation.
The words of the amendment appear to the
Court to justify and require this construction. The
judicial power is not "to extend to any suit in
law or equity commenced or prosecuted against one of
the United States by citizens of another State, &c."
What is a suit? We understand it to be
the prosecution, or pursuit, of some claim, demand,
or request. In law language, it is the prosecution of
some demand in a Court of justice. The remedy for every
species of wrong is, says Judge Blackstone, "the
being put in possession of that right whereof the party
injured is deprived." "The instruments whereby
this remedy is obtained, are a diversity of suits and
actions, which are defined by the Mirror to be 'the
lawful demand of one's right.' Or, as Bracton and Fleta
express it, in the words of Justinian, 'jus prosequendi
in judicio quod alicui debetur.'" Blackstone then
proceeds to describe every species of remedy by suit;
and they are all cases where the party suing claims
to obtain something to which he has a right.
To commence a suit, is to demand something
by the institution of process in a Court of justice;
and to prosecute the suit, is, according to the common
acceptation of language, to continue that demand. By
a suit commenced by an individual against a State, we
should understand process sued out by that individual
against the State, for the purpose of establishing some
claim against it by the judgment of a Court; and the
prosecution of that suit is its continuance. Whatever
may be the stages of its progress, the actor is still
the same. Suits had been commenced in the Supreme Court
against some of the States before this amendment was
introduced into Congress, and others might be commenced
before it should be adopted by the State legislatures,
and might be depending at the time of its adoption.
The object of the amendment was not only to prevent
the commencement of future suits, but to arrest the
prosecution of those which might be commenced when this
article should form a part of the constitution. It therefore
embraces both objects; and its meaning is, that the
judicial power shall not be construed to extend to any
suit which may be commenced, or which, if already commenced,
may be prosecuted against a State by the citizen of
another State. If a suit, brought in one Court, and
carried by legal process to a supervising Court, be
a continuation of the same suit, then this suit is not
commenced nor prosecuted against a State. It is clearly
in its commencement the suit of a State against an individual,
which suit is transferred to this Court, not for the
purpose of asserting any claim against the State, but
for the purpose of asserting a constitutional defence
against a claim made by a State.
A writ of error is defined to be, a commission
by which the judges of one Court are authorized to examine
a record upon which a judgment was given in another
Court, and, on such examination, to affirm or reverse
the same according to law. If, says my Lord Coke, by
the writ of error, the plaintiff may recover, or be
restored to any thing, it may be released by the name
of an action. In Bacon's Abridgment, tit. Error, L.
it is laid down, that "where by a writ of error,
the plaintiff shall recover, or be restored to any personal
thing, as debt, damage, or the like, a release of all
actions personal is a good plea; and when land is to
be recovered or restored in a writ of error, a release
of actions real is a good bar; but where by a writ of
error the plaintiff shall not be restored to any personal
or real thing, a release of all actions, real or personal,
is no bar." And for this we have the authority
of Lord Coke, both in his Commentary on Littleton and
in his Reports. A writ of error, then, is in the nature
of a suit or action when it is to restore the party
who obtains it to the possession of any thing which
is withheld from him, not when its operation is entirely
defensive.
This rule will apply to writs of error
from the Courts of the United States, as well as to
those writs in England.
Under the judiciary act, the effect of
a writ of error is simply to bring the record into Court,
and submit the judgment of the inferior tribunal to
re-examination. It does not in any manner act upon the
parties; it acts only on the record. It removes the
record into the supervising tribunal. Where, then, a
State obtains a judgment against an individual, and
the Court, rendering such judgment, overrules a defence
set up under the constitution or laws of the United
States, the transfer of this record into the Supreme
Court, for the sole purpose of inquiring whether the
judgment violates the constitution or laws of the United
States, can, with no propriety, we think, be denominated
a suit commenced or prosecuted against the State whose
judgment is so far re-examined. Nothing is demanded
from the State. No claim against it of any description
is asserted or prosecuted. The party is not to be restored
to the possession of any thing. Essentially, it is an
appeal on a single point; and the defendant who appeals
from a judgment rendered against him, is never said
to commence or prosecute a suit against the plaintiff
who has obtained the judgment. The writ of error is
given rather than an appeal, because it is the more
usual mode of removing suits at common law; and because,
perhaps, it is more technically proper where a single
point of law, and not the whole case, is to be re-examined.
But an appeal might be given, and might be so regulated
as to effect every purpose of a writ of error. The mode
of removal is form, and not substance. Whether it be
by writ of error or appeal, no claim is asserted, no
demand is made by the original defendant; he only asserts
the constitutional right to have his defence examined
by that tribunal whose province it is to construe the
constitution and laws of the Union.
The only part of the proceeding which
is in any manner personal, is the citation. And what
is the citation? It is simply notice to the opposite
party that the record is transferred into another Court,
where he may appear, or decline to appear, as his judgment
or inclination may determine. As the party who has obtained
a judgment is out of Court, and may, therefore, not
know that his cause is removed, common justice requires
that notice of the fact should be given him. But this
notice is not a suit, nor has it the effect of process.
If the party does not choose to appear, he cannot be
brought into Court, nor is his failure to appear considered
as a default. Judgment cannot be given against him for
his nonappearance, but the judgment is to be re-examined,
and reversed or affirmed, in like manner as if the party
had appeared and argued his cause.
The point of view in which this writ of
error, with its citation, has been considered uniformly
in the Courts of the Union, has been well illustrated
by a reference to the course of this Court in suits
instituted by the United States. The universally received
opinion is, that no suit can be commenced or prosecuted
against the United States; that the judiciary act does
not authorize such suits. Yet writs of error, accompanied
with citations, have uniformly issued for the removal
of judgments in favour of the United States into a superior
Court, where they have, like those in favour of an individual,
been re-examined, and affirmed or reversed. It has never
been suggested, that such writ of error was a suit against
the United States, and, therefore, not within the jurisdiction
of the appellate Court.
It is, then, the opinion of the Court,
that the defendant who removes a judgment rendered against
him by a State Court into this Court, for the purpose
of re-examining the question, whether that judgment
be in violation of the constitution or laws of the United
States, does not commence or prosecute a suit against
the State, whatever may be its opinion where the effect
of the writ may be to restore the party to the possession
of a thing which he demands.
But should we in this be mistaken, the
error does not affect the case now before the Court.
If this writ of error be a suit in the sense of the
11th amendment, it is not a suit commenced or prosecuted
"by a citizen of another State, or by a citizen
or subject of any foreign State." It is not then
within the amendment, but is governed entirely by the
constitution as originally framed, and we have already
seen, that in its origin, the judicial power was extended
to all cases arising under the constitution or laws
of the United States, without respect to parties.
2d. The second objection to the jurisdiction
of the Court is, that its appellate power cannot be
exercised, in any case, over the judgment of a State
Court.
This objection is sustained chiefly by
arguments drawn from the supposed total separation of
the judiciary of a State from that of the Union, and
their entire independence of each other. The argument
considers the federal judiciary as completely foreign
to that of a State; and as being no more connected with
it in any respect whatever, than the Court of a foreign
State. If this hypothesis be just, the argument founded
on it is equally so; but if the hypothesis be not supported
by the constitution, the argument fails with it.
This hypothesis is not founded on any
words in the constitution, which might seem to countenance
it, but on the unreasonableness of giving a contrary
construction to words which seem to require it; and
on the incompatibility of the application of the appellate
jurisdiction to the judgments of State Courts, with
that constitutional relation which subsists between
the government of the Union and the governments of those
States which compose it.
Let this unreasonableness, this total
incompatibility, be examined.
That the United States form, for many,
and for most important purposes, a single nation, has
not yet been denied. In war, we are one people. In making
peace, we are one people. In all commercial regulations,
we are one and the same people. In many other respects,
the American people are one; and the government which
is alone capable of controling and managing their interests
in all these respects, is the government of the Union.
It is their government, and in that character they have
no other. America has chosen to be, in many respects,
and to many purposes, a nation; and for all these purposes,
her government is complete; to all these objects, it
is competent. The people have declared, that in the
exercise of all powers given for these objects, it is
supreme. It can, then, in effecting these objects, legitimately
control all individuals or governments within the American
territory. The constitution and laws of a State, so
far as they are repugnant to the constitution and laws
of the United States, are absolutely void. These States
are constituent parts of the United States. They are
members of one great empire--for some purposes sovereign,
for some purposes subordinate.
In a government so constituted, is it
unreasonable that the judicial power should be competent
to give efficacy to the constitutional laws of the legislature?
That department can decide on the validity of the constitution
or law of a State, if it be repugnant to the constitution
or to a law of the United States. Is it unreasonable
that it should also be empowered to decide on the judgment
of a State tribunal enforcing such unconstitutional
law? Is it so very unreasonable as to furnish a justification
for controling the words of the constitution?
We think it is not. We think that in a
government acknowledgedly supreme, with respect to objects
of vital interest to the nation, there is nothing inconsistent
with sound reason, nothing incompatible with the nature
of government, in making all its departments supreme,
so far as respects those objects, and so far as is necessary
to their attainment. The exercise of the appellate power
over those judgments of the State tribunals which may
contravene the constitution or laws of the United States,
is, we believe, essential to the attainment of those
objects.
The propriety of entrusting the construction
of the constitution, and laws made in pursuance thereof,
to the judiciary of the Union, has not, we believe,
as yet, been drawn into question. It seems to be a corollary
from this political axiom, that the federal Courts should
either possess exclusive jurisdiction in such cases,
or a power to revise the judgment rendered in them,
by the State tribunals. If the federal and State Courts
have concurrent jurisdiction in all cases arising under
the constitution, laws, and treaties of the United States;
and if a case of this description brought in a State
Court cannot be removed before judgment, nor revised
after judgment, then the construction of the constitution,
laws, and treaties of the United States, is not confided
particularly to their judicial department, but is confided
equally to that department and to the State Courts,
however they may be constituted. "Thirteen independent
Courts," says a very celebrated statesman, (and
we have now more than twenty such Courts,) "of
final jurisdiction over the same causes, arising upon
the same laws, is a hydra in government, from which
nothing but contradiction and confusion can proceed."
Dismissing the unpleasant suggestion,
that any motives which may not be fairly avowed, or
which ought not to exist, can ever influence a State
or its Courts, the necessity of uniformity, as well
as correctness in expounding the constitution and laws
of the United States, would itself suggest the propriety
of vesting in some single tribunal the power of deciding,
in the last resort, all cases in which they are involved.
We are not restrained, then, by the political
relations between the general and State governments,
from construing the words of the constitution, defining
the judicial power, in their true sense. We are not
bound to construe them more restrictively than they
naturally import.
They give to the Supreme Court appellate
jurisdiction in all cases arising under the constitution,
laws, and treaties of the United States. The words are
broad enough to comprehend all cases of this description,
in whatever Court they may be decided. In expounding
them, we may be permitted to take into view those considerations
to which Courts have always allowed great weight in
the exposition of laws.
The framers of the constitution would
naturally examine the state of things existing at the
time; and their work sufficiently attests that they
did so. All acknowledge that they were convened for
the purpose of strengthening the confederation by enlarging
the powers of the government, and by giving efficacy
to those which it before possessed, but could not exercise.
They inform us themselves, in the instrument they presented
to the American public, that one of its objects was
to form a more perfect union. Under such circumstances,
we certainly should not expect to find, in that instrument,
a diminution of the powers of the actual government.
Previous to the adoption of the confederation,
Congress established Courts which received appeals in
prize causes decided in the Courts of the respective
States. This power of the government, to establish tribunals
for these appeals, was thought consistent with, and
was founded on, its political relations with the States.
These Courts did exercise appellate jurisdiction over
those cases decided in the State Courts, to which the
judicial power of the federal government extended.
The confederation gave to Congress the
power "of establishing Courts for receiving and
determining finally appeals in all cases of captures."
This power was uniformly construed to
authorize those Courts to receive appeals from the sentences
of State Courts, and to affirm or reverse them. State
tribunals are not mentioned; but this clause in the
confederation necessarily comprises them. Yet the relation
between the general and State governments was much weaker,
much more lax, under the confederation than under the
present constitution; and the States being much more
completely sovereign, their institutions were much more
independent.
The Convention which framed the constitution,
on turning their attention to the judicial power, found
it limited to a few objects, but exercised, with respect
to some of those objects, in its appellate form, over
the judgments of the State Courts. They extend it, among
other objects, to all cases arising under the constitution,
laws, and treaties of the United States; and in a subsequent
clause declare, that in such cases, the Supreme Court
shall exercise appellate jurisdiction. Nothing seems
to be given which would justify the withdrawal of a
judgment rendered in a State Court, on the constitution,
laws, or treaties of the United States, from this appellate
jurisdiction.
Great weight has always been attached,
and very rightly attached, to contemporaneous exposition.
No question, it is believed, has arisen to which this
principle applies more unequivocally than to that now
under consideration.
The opinion of the Federalist has always
been considered as of great authority. It is a complete
commentary on our constitution; and is appealed to by
all parties in the questions to which that instrument
has given birth. Its intrinsic merit entitles it to
this high rank; and the part two of its authors performed
in framing the constitution, put it very much in their
power to explain the views with which it was framed.
These essays having been published while the constitution
was before the nation for adoption or rejection, and
having been written in answer to objections founded
entirely on the extent of its powers, and on its diminution
of State sovereignty, are entitled to the more consideration
where they frankly avow that the power objected to is
given, and defend it.
In discussing the extent of the judicial
power, the Federalist says, "Here another question
occurs: what relation would subsist between the national
and State Courts in these instances of concurrent jurisdiction?
I answer, that an appeal would certainly lie from the
latter, to the Supreme Court of the United States. The
constitution in direct terms gives an appellate jurisdiction
to the Supreme Court in all the enumerated cases of
federal cognizance in which it is not to have an original
one, without a single expression to confine its operation
to the inferior federal Courts. The objects of appeal,
not the tribunals from which it is to be made, are alone
contemplated. From this circumstance, and from the reason
of the thing, it ought to be construed to extend to
the State tribunals. Either this must be the case, or
the local Courts must be excluded from a concurrent
jurisdiction in matters of national concern, else the
judicial authority of the Union may be eluded at the
pleasure of every plaintiff or prosecutor. Neither of
these consequences ought, without evident necessity,
to be involved; the latter would be entirely inadmissible,
as it would defeat some of the most important and avowed
purposes of the proposed government, and would essentially
embarrass its measures. Nor do I perceive any foundation
for such a supposition. Agreeably to the remark already
made, the national and State systems are to be regarded
as ONE WHOLE. The Courts of the latter will of course
be natural auxiliaries to the execution of the laws
of the Union, and an appeal from them will as naturally
lie to that tribunal which is destined to unite and
assimilate the principles of natural justice, and the
rules of national decision. The evident aim of the plan
of the national convention is, that all the causes of
the specified classes shall, for weighty public reasons,
receive their original or final determination in the
Courts of the Union. To confine, therefore, the general
expressions which give appellate jurisdiction to the
Supreme Court, to appeals from the subordinate federal
Courts, instead of allowing their extension to the State
Courts, would be to abridge the latitude of the terms,
in subversion of the intent, contrary to every sound
rule of interpretation."
A contemporaneous exposition of the constitution,
certainly of not less authority than that which has
been just cited, is the judiciary act itself. We know
that in the Congress which passed that act were many
eminent members of the Convention which formed the constitution.
Not a single individual, so far as is known, supposed
that part of the act which gives the Supreme Court appellate
jurisdiction over the judgments of the State Courts
in the cases therein specified, to be unauthorized by
the constitution.
While on this part of the argument, it
may be also material to observe that the uniform decisions
of this Court on the point now under consideration,
have been assented to, with a single exception, by the
Courts of every State in the Union whose judgments have
been revised. It has been the unwelcome duty of this
tribunal to reverse the judgments of many State Courts
in cases in which the strongest State feelings were
engaged. Judges, whose talents and character would grace
any bench, to whom a disposition to submit to jurisdiction
that is usurped, or to surrender their legitimate powers,
will certainly not be imputed, have yielded without
hesitation to the authority by which their judgments
were reversed, while they, perhaps, disapproved the
judgment of reversal.
This concurrence of statesmen, of legislators,
and of judges, in the same construction of the constitution,
may justly inspire some confidence in that construction.
In opposition to it, the counsel who made
this point has presented in a great variety of forms,
the idea already noticed, that the federal and State
Courts must, of necessity, and from the nature of the
constitution, be in all things totally distinct and
independent of each other. If this Court can correct
the errors of the Courts of Virginia, he says it makes
them Courts of the United States, or becomes itself
a part of the judiciary of Virginia.
But, it has been already shown that neither
of these consequences necessarily follows: The American
people may certainly give to a national tribunal a supervising
power over those judgments of the State Courts, which
may conflict with the constitution, laws, or treaties,
of the United States, without converting them into federal
Courts, or converting the national into a State tribunal.
The one Court still derives its authority from the State,
the other still derives its authority from the nation.
If it shall be established, he says, that
this Court has appellate jurisdiction over the State
Courts in all cases enumerated in the 3d article of
the constitution, a complete consolidation of the States,
so far as respects judicial power is produced.
But, certainly, the mind of the gentleman
who urged this argument is too accurate not to perceive
that he has carried it too far; that the premises by
no means justify the conclusion. "A complete consolidation
of the States, so far as respects the judicial power,"
would authorize the legislature to confer on the federal
Courts appellate jurisdiction from the State Courts
in all cases whatsoever. The distinction between such
a power, and that of giving appellate jurisdiction in
a few specified cases in the decision of which the nation
takes an interest, is too obvious not to be perceived
by all.
This opinion has been already drawn out
to too great a length to admit of entering into a particular
consideration of the various forms in which the counsel
who made this point has, with much ingenuity, presented
his argument to the Court. The argument in all its forms
is essentially the same. It is founded, not on the words
of the constitution, but on its spirit, a spirit extracted,
not from the words of the instrument, but from his view
of the nature of our Union, and of the great fundamental
principles on which the fabric stands.
To this argument, in all its forms, the
same answer may be given. Let the nature and objects
of our Union be considered; let the great fundamental
principles, on which the fabric stands, be examined;
and we think the result must be, that there is nothing
so extravagantly absurd in giving to the Court of the
nation the power of revising the decisions of local
tribunals on questions which affect the nation, as to
require that words which import this power should be
restricted by a forced construction. The question then
must depend on the words themselves; and on their construction
we shall be the more readily excused for not adding
to the observations already made, because the subject
was fully discussed and exhausted in the case of Martin
v. Hunter.
3d. We come now to the third objection,
which, though differently stated by the counsel, is
substantially the same.
. . . . .
If the 25th section of the judiciary act
be inspected, it will at once be perceived that it comprehends
expressly the case under consideration.
But it is not upon the letter of the act
that the gentleman who stated this point in this form,
founds his argument. Both gentlemen concur substantially
in their views of this part of the case. They deny that
the act of Congress, on which the plaintiff in error
relies, is a law of the United States; or, if a law
of the United States, is within the second clause of
the sixth article.
In the enumeration of the powers of Congress,
which is made in the 8th section of the first article,
we find that of exercising exclusive legislation over
such District as shall become the seat of government.
This power, like all others which are specified, is
conferred on Congress as the legislature of the Union:
for, strip them of that character, and they would not
possess it. In no other character can it be exercised.
In legislating for the District, they necessarily preserve
the character of the legislature of the Union; for,
it is in that character alone that the constitution
confers on them this power of exclusive legislation.
This proposition need not be enforced.
The 2d clause of the 6th article declares,
that "This constitution, and the laws of the United
States, which shall be made in pursuance thereof, shall
be the supreme law of the land."
The clause which gives exclusive jurisdiction
is, unquestionably, a part of the constitution, and,
as such, binds all the United States. Those who contend
that acts of Congress, made in pursuance of this power,
do not, like acts made in pursuance of other powers,
bind the nation, ought to show some safe and clear rule
which shall support this construction, and prove that
an act of Congress, clothed in all the forms which attend
other legislative acts, and passed in virtue of a power
conferred on, and exercised by Congress, as the legislature
of the Union, is not a law of the United States, and
does not bind them.
One of the gentlemen sought to illustrate
his proposition that Congress, when legislating for
the District, assumed a distinct character, and was
reduced to a mere local legislature, whose laws could
possess no obligation out of the ten miles square, by
a reference to the complex character of this Court.
It is, they say, a Court of common law and a Court of
equity. Its character, when sitting as a Court of common
law, is as distinct from its character when sitting
as a Court of equity, as if the powers belonging to
those departments were vested in different tribunals.
Though united in the same tribunal, they are never confounded
with each other.
Without inquiring how far the union of
different characters in one Court, may be applicable,
in principle, to the union in Congress of the power
of exclusive legislation in some places, and of limited
legislation in others, it may be observed, that the
forms of proceedings in a Court of law are so totally
unlike the forms of proceedings in a Court of equity,
that a mere inspection of the record gives decisive
information of the character in which the Court sits,
and consequently of the extent of its powers. But if
the forms of proceedings were precisely the same, and
the Court the same, the distinction would disappear.
Since Congress legislates in the same
forms, and in the same character, in virtue of powers
of equal obligation, conferred in the same instrument,
when exercising its exclusive powers of legislation,
as well as when exercising those which are limited,
we must inquire whether there be any thing in the nature
of this exclusive legislation, which necessarily confines
the operation of the laws made in virtue of this power
to the place with a view to which they are made.
Connected with the power to legislate
within this District, is a similar power in forts, arsenals,
dock yards, &c. Congress has a right to punish murder
in a fort, or other place within its exclusive jurisdiction;
but no general right to punish murder committed within
any of the States. In the act for the punishment of
crimes against the United States, murder committed within
a fort, or any other place or district of country, under
the sole and exclusive jurisdiction of the United States,
is punished with death. Thus Congress legislates in
the same act, under its exclusive and its limited powers.
The act proceeds to direct, that the body
of the criminal, after execution, may be delivered to
a surgeon for dissection, and punishes any person who
shall rescue such body during its conveyance from the
place of execution to the surgeon to whom it is to be
delivered.
Let these actual provisions of the law,
or any other provisions which can be made on the subject,
be considered with a view to the character in which
Congress acts when exercising its powers of exclusive
legislation.
If Congress is to be considered merely
as a local legislature, invested, as to this object,
with powers limited to the fort, or other place, in
which the murder may be committed, if its general powers
cannot come in aid of these local powers, how can the
offence be tried in any other Court than that of the
place in which it has been committed? How can the offender
be conveyed to, or tried in, any other place? How can
he be executed elsewhere? How can his body be conveyed
through a country under the jurisdiction of another
sovereign, and the individual punished, who, within
that jurisdiction, shall rescue the body.
Were any one State of the Union to pass
a law for trying a criminal in a Court not created by
itself, in a place not within its jurisdiction, and
direct the sentence to be executed without its territory,
we should all perceive and acknowledge its incompetency
to such a course of legislation. If Congress be not
equally incompetent, it is because that body unites
the powers of local legislation with those which are
to operate through the Union, and may use the last in
aid of the first; or because the power of exercising
exclusive legislation draws after it, as an incident,
the power of making that legislation effectual, and
the incidental power may be exercised throughout the
Union, because the principal power is given to that
body as the legislature of the Union.
So, in the same act, a person who, having
knowledge of the commission of murder, or other felony,
on the high seas, or within any fort, arsenal, dock
yard, magazine, or other place, or district of country
within the sole and exclusive jurisdiction of the United
States, shall conceal the same, &c. he shall be
adjudged guilty of misprision of felony, and shall be
adjudged to be imprisoned, &c.
It is clear, that Congress cannot punish
felonies generally; and, of consequence, cannot punish
misprision of felony. It is equally clear, that a State
legislature, the State of Maryland for example, cannot
punish those who, in another State, conceal a felony
committed in Maryland. How, then, is it that Congress,
legislating exclusively for a fort, punishes those who,
out of that fort, conceal a felony committed within
it?
The solution, and the only solution of
the difficulty, is, that the power vested in Congress,
as the legislature of the United States,