MARTIN v. HUNTER'S LESSEE, 14 U.S.
304 (1816)
14 U.S. 304
March 20, 1816 [14 U.S. 304, 305] THIS was
a writ of error to the court of appeals of the state of
Virginia, founded upon the refusal of that court to obey
the mandate of this court, requiring the judgment rendered
in this same cause, at February term, 1813, to be carried
into due execution. The following is the judgment of the
court of appeals, rendered on the mandate: 'The court
is unanimously of opinion that the appellate power of
the supreme court of the United States does not [14 U.S.
304, 306] extend to this court under a sound construction
of the constitution of the United States; that so much
of the 25th section of the act of congress, to establish
the judicial courts of the United States, as extends the
appellate jurisdiction of the supreme court to this court,
is not in pursuance of the constitution of the United
States. That the writ of error in this cause was improvidently
allowed under the authority of that act; that the proceedings
thereon in the supreme court were coram non judice in
relation to this court, and that obedience to its mandate
be declined by the court.'
The original suit was an action of ejectment,
brought by the defendant in error, in one of the district
courts of Virginia, holden at Winchester, for the recovery
of a parcel of land, situate within that tract, called
the northern neck of Virginia, and part and parcel thereof.
A declaration in ejectment was served (April, 1791) on
the tenants in possession; whereupon Denny Fairfax, (late
Denny Martin,) a British subject, holding the land in
question, under the devise of the late Thomas Lord Fairfax,
was admitted to defend the suit, and plead the general
issue, upon the usual terms of confessing lease, entry,
and ouster, &c., and agreeing to insist, at the trial,
on the title only, &c. The facts being settled in
the form of a case agreed to be taken and considered as
a special verdict, the court, on consideration thereof,
gave judgment (24th of April, 1794) in favour of the defendant
in ejectment. From that judgment the plaintiff in ejectment
(now defendant in error) appealed to the court of appeals,
[14 U.S. 304, 307] being the highest court of law of Virginia.
At April term, 1810, the court of appeals reversed the
judgment of the district court, and gave judgment for
the then appellant, now defendant in error, and thereupon
the case was removed into this court.
State of the facts as settled by the case
agreed.
1st. The title of the late Lord Fairfax
to all that entire territory and tract of land, called
the Northern Neck of Virginia, the nature of his estate
in the same, as he inherited it, and the purport of the
several charters and grants from the kings Charles II.
and James II., under which his ancestor held, are agreed
to be truly recited in an act of the assembly of Virginia,
passed in the year 1736, [Vide Rev. Code, v. 1. ch. 3.
p. 5.] 'For the confirming and better securing the titles
to lands in the Northern Neck, held under the Rt. Hon.
Thomas Lord Fairfax,' &c.
From the recitals of the act, it appears
that the first letters patent (1 Car. II.) granting the
land in question to Ralph Lord Hopton and others, being
surrendered, in order to have the grant renewed, with
alterations, the Earl of St. Albans and others (partly
survivors of, and partly purchasers under, the first patentees)
obtained new letters patent ( 2 Car. II.) for the same
land and appurtenances, and by the same description, but
with additional privileges and reservatinos, &c.
The estate granted is described to be, 'All
that entire tract, territory, or parcel of land, situate,
&c., and bounded by, and within the heads of, the
rivers Tappahannock, &c., together with the rivers
themselves, and all the islands, &c., and all woods,
underwoods, timber, & c., [14 U.S. 304, 308] mines
of gold and silver, lead, tin, &c., and quarries of
stone and coal, & c., to have, hold, and enjoy the
said tract of land, &c. to the said [ patentees,]
their heirs and assigns for ever, to their only use and
behoof, and to no other use, intent, or purpose whatsoever.'
There is reserved to the crown the annual
rent of 6l. 13s. 4d. 'in lieu of all services and demands
whatsoever;' also one-fifth part of all gold, and one-tenth
part of all silver mines.
To the absolute title and seisin in fee
of the land and its appurtenance, and the beneficial use
and enjoyment of the same, assured to the patentees, as
tenants in capite, by the most direct and abundant terms
of conveyancing, there are superadded certain collateral
powers of baronial dominion; reserving, however, to the
governor, council and assembly of Virginia, the exclusive
authority in all the military concerns of the granted
territory, and the power to impose taxes on the persons
and property of its inhabitants for the public and common
defence of the colony, as well as a general jurisdiction
over the patentees, their heirs and assigns, and all other
inhabitants of the said territory.
In the enumeration of privileges specifically
granted to the patentees, their heirs and assigns, is
that 'freely and without molestation of the king, to give,
grant, or by any ways or means, sell or alien all and
singular the granted premises, and every part and parcel
thereof, to any person or persons being willing to contract
for, or buy, the same.'
There is also a condition to avoid the grant,
as to so much of the granted premises as should not be
[14 U.S. 304, 309] possessed, inhabited, or planted, by
the means or procurement of the patentees, their heirs
or assigns, in the space of 21 years.
The third and last of the letters patent
referred to, (4 Jac. II.,) after reciting a sale and conveyance
of the granted premises by the former patentees, to Thomas
Lord Culpepper, 'who was thereby become sole owner and
proprietor thereof, in fee simple,' proceeds to confirm
the same to Lord Culpepper, in fee simple, and to release
him from the said condition, for having the lands inhabited
or planted as aforesaid.
The said act of assembly then recites, that
Thomas Lord Fairfax, heir at law of Lord Culpepper, had
become 'sole proprietor of the said territory, with the
appurtenances, and the above-recited letters patent.'
By another act of assembly, passed in the
year 1748, (Rev. Code, v. 1. ch. 4. p. 10.,) certain grants
from the crown, made while the exact boundaries of the
Northern Neck were doubtful, for lands which proved to
be within those boundaries, as then recently settled and
determined, were, with the express consent of Lord Fairfax,
confirmed to the grantees; to be held, nevertheless, of
him, and all the rents, services, profits, and emoluments,
(reserved by such grants,) to be paid and performed to
him.
In another act of assembly, passed May,
1779, for establishing a land office, and ascertaining
the terms and manner of granting waste and unappropriated
lands, there is the following clause, viz. (vide Chy.
Rev. of 1783, ch. 13. s. 6. p. 98.) 'And that the [14
U.S. 304, 310] proprietors of land within this commonwealth
may no longer be subject to any servile, feudal, or precarious
tenure, and to prevent the danger to a free state from
perpetual revenue, be it enacted, that the royal mines,
quit-rents, and all other reservations and conditions
in the patents or grants of land from the crown of England,
under the former government, shall be, and are hereby
declared null and void; and that all lands thereby respectively
granted shall be held in absolute and unconditional property,
to all intents and purposes whatsoever, in the same manner
with the lands hereafter granted by the commonwealth,
by virtue of this act.'
2d. As respects the actual exercise of his
proprietary rights by Lord Fairfax.
It is agreed that he did, in the year 1748,
open and conduct, at his own expense, an office within
the Northern Neck, for granting and conveying what he
described and called, the waste and ungranted lands therein,
upon certain terms, and according to certain rules by
him established and published; that he did, from time
to time, grant parcels of such lands in fee; (the deeds
being registered at his said office, in books kept for
that purpose, by his own clerks and agents;) that, according
to the uniform tenor of such grants, he did, styling himself
proprietor of the Northern Neck, &c., in consideration
of a certain composition to him paid, and of certain annual
rents therein reserved, grant, &c.; with a clause
of reentry for non-payment of the rent, & c.; that
he also demised, for lives and terms of years, parcels
of the same description of lands, also reserving annual
[14 U.S. 304, 311] rents; that he kept his said office
open for the purposes aforesaid, from the year 1748 till
his death, in December, 1781; during the whole of which
period, and before, he exercised the right of granting
in fee, and demising for lives and terms of years, as
aforesaid, and received and enjoyed the rents annually,
as they accrued, as well under the grants in fee, as under
the leases for lives and years. It is also agreed that
Lord Fairfax died seised of lands in the Northern Neck,
equal to about 300,000 acres, which had been granted by
him in fee, to one T. B. Martin, upon the same terms and
conditions, and in the same form, as the other grants
in fee before described; which lands were, soon after
being so granted, reconveyed to Lord Fairfax in fee.
3d. Lord Fairfax, being a citizen and inhabitant
of Virginia, died in the month of December, 1781, and,
by his last will and testament, duly made and published,
devised the whole of his lands, &c., called, or known
by the name of the Northern Neck of Virginia, in fee,
to Denny Fairfax, ( the original defendant in ejectment,)
by the name and description of the Reverend Denny Martin,
&c., upon condition of his taking the name and arms
of Fairfax, &c.; and it is admitted that he fully
complied with the conditions of the devise.
4th. It is agreed that Denny Fairfax, the
devisee, was a native-born British subject, and never
became a citizen of the United States, nor any one of
them, but always resided in England, as well during the
revolutionary war as from his birth, about the year 1750,
to his death, which happened some time between [14 U.S.
304, 312] the years 1796 and 1803, as appears from the
record of the proceedings in the court of appeals.
It is also admitted that Lord Fairfax left,
at his death, a nephew named Thomas Bryan Martin, who
was always a citizen of Virginia, being the younger brother
of the said devisee, and the second son of a sister of
the said Lord Fairfax; which sister was still living,
and had always been a British subject.
5th. The land demanded by this ejectment
being agreed to be part and parcel of the said territory
and tract of land, called the Northern Neck, and to be
a part of that description of lands, within the Northern
Neck, called and described by Lord Fairfax as 'waste and
ungranted,' and being also agreed never to have been escheated
and seised into the hands of the commonwealth of Virginia,
pursuant to certain acts of assembly concerning escheators,
and never to have been the subject of any inquest of office,
was contained and included in a certain patent, bearing
date the 30th of April, 1789, under the hand of the then
governor, and the seal of the commonwealth of Virginia,
purporting that the land in question is granted by the
said commonwealth unto David Hunter (the lessor of the
plaintiff in ejectment) and his heirs forever, by virtue
and in consideration of a land office treasury warrant,
issued the 23d of January, 1788. The said lessor of the
plaintiff in ejectment is, and always has been, a citizen
of Virginia; and in pursuance of his said patent, entered
into the land in question, and was thereof possessed,
prior to the institution of the said action of ejectment.
[14 U.S. 304, 313] 6th. The definitive treaty of peace
concluded in the year 1783, and the treaty of amity, commerce,
and navigation, of 1794, between the United States of
America and Great Britain, and also the several acts of
the assembly of Virginia, concerning the premises, are
referred to, as making a part of the case agreed.
Upon this state of facts, the judgment of
the court of appeals of Virginia was reversed by this
court, at February term, 1813, and thereupon the mandate
above mentioned was issued to the court of appeals, which
being disobeyed, the cause was again brought before this
court.
Jones, for the plaintiffs in error. There
are two questions in the cause, 1st. Whether this court
has jurisdiction? 2d. Whether it has been rightly exercised
in the present case?-1. Cotemporaneous construction, and
the uniform practice since the constitution was adopted,
confirms the jurisdiction of the court. The authority
of all the popular writers who were friendly to it, is
to the same effect; and the letters of Publius show that
it was agreed, both by its friends and foes, that the
judiciary power extends to this class of cases. In the
conventions, by which the constitution was adopted, it
was never denied by its friends that its powers extended
as far as its enemies alleged. It was admitted, and justified
as expedient and necessary. Ascending from these popular
and parliamentary authorities, to the more judicial evidence
of what is the supreme law of the land, we find a concurrence
of opinion. This government [14 U.S. 304, 314] is not
a mere confederacy, like the Grecian leagues, or the Germanic
constitution, or the old continental confederation. In
its legislative, executive, and judicial authorities,
it is a national government, to every purpose, within
the scope of the objects enumerated in the constitution.
Its judicial authority is analagous to its legislative:
it alone has the power of making treaties; those treaties
are declared to be the law of the land; and the judiciary
of the United States is exclusively vested with the power
of construing them. The second section, article third,
of the constitution provides, that the judicial power
'shall extend to all cases in law or equity, arising under
this constitution, the laws of the United States, and
the treaties made, or which shall be made, under their
authority,' &c. The word shall, is a sign of the future
tense, and implies an imperative mandate, obligatory upon
those to whom it is addressed. The verb extend, is said
to mean nothing more than may extend; but the neuter verb,
and not the verb active, is used, and imports that the
power shall extend-it shall reach to, or over. 'All cases,'
is an emphatic expression, and shows that it cannot extend
to a limited number of cases. The state legislatures cannot
make treaties. Why should the state judicatures be offended
at being excluded from the authority of expounding them?
2. Has congress exercised the power vested in it according
to the constitution? If the jurisdiction be exclusive
and paramount, it must be exercised according to the discretion
of congress, the constitution having prescribed no specific
mode; it must operate upon the people of the United States
[14 U.S. 304, 315] in their personal and aggregate capacities,
upon them and all their magistrates and tribunals. Congress
must establish a supreme court. They may establish inferior
courts. The supreme court must have the appellate jurisdiction
vested in them by the constitution, and congress cannot
denude them of it, by failing to establish inferior tribunals.
Those tribunals may not exist; and, therefore, the appellate
jurisdiction must extend beyond appeals from the courts
of the United States only. The state courts are to adjudicate
under the supreme law of the land, as a rule binding upon
them. They do not act upon it as judges determining by
a foreign law, in a case of lex loci, for example; they
act upon it as a municipal law of the state where they
sit, but derived from the government of the United States.
3. As to the remedy of the plaintiffs in error. This court
is not limited to a mandate as the only remedy. The judiciary
act provides, (section 24.,) that when a cause has been
once remanded, this court may award a writ of execution
upon its own judgment. The cause is now before the court,
so as to enable it to do this; the record is well certified,
according to the law and practice of Virginia, and of
every other state, under the seal of the court and signature
of the clerk. Even supposing it necessary to take a retrospective
view, and look at the former record, it originated, and
still remains, in this forum, and it is unnecessary to
send to the court of appeals for it.
Tucker, contra. 1. At common law the writ
of error must be returned by the court itself. It is imperfect
[14 U.S. 304, 316] in this case, and, therefore we have
a right to a certiorari, or writ of diminution. But there
is no error; the court of appeals have done nothing; and,
therefore, there is no error in their proceedings. It
is a mere omission to do what they ought to have done,
and no judgment can be rendered here to reverse what they
have not done. This court cannot award execution upon
the judgment in the original cause. That judgment is final;
it is functus officio, and nothing more can be done with
it. The original cause is not brought here again completely,
and, therefore, the provision in the 24th section of the
judiciary act does not apply. 2. Is the judiciary act
constitutional? This court, undoubtedly, has all the incidental
powers necessary to carry into effect the powers expressly
given by the constitution. But this cannot extend to the
exercise of any power inconsistent with the whole genius,
spirit, and tenor of the constitution. Neither the practice
and acquiescence under it, nor cotemporaneous expositions
can apply, because they are contradictory. State courts
have refused to execute the penal laws of the United States,
and the court of appeals ground themselves on the resolutions
of the Virginia legislature in 1798; but this court will
disregard these controversial political party works. The
chief defect of the former confederation was, that it
acted on political, and not on natural, persons. The whole
scheme of the constitution aims at acting on the citizens
of the United States at large, and not on the state authorities.
The philological criticism upon the third article is unsound.
Shall is merely a sign of the [14 U.S. 304, 317] future
tense, and not imperative; the laws of the United States
having, in some instances, given conjoint jurisdiction
to the state courts, and upon that argument must be unconstitutional.
'Extend,' or 'shall extend,' merely imports that it may
extend. Congress are bound to establish tribunals inferior
to the supreme court. How else are crimes against the
United States to be punished, since the supreme court
have not original jurisdiction of these cases? The state
courts are bound by treaties as a part of the supreme
law of the land, and they must construe them in order
to obey them. The only constitutional method of giving
and greater effect to the supremacy of treaties, would
have been by enabling the parties claiming under them
to sue in the national courts. 3. There are three classes
of cases enumerated at of appellate jurisdiction: that
of treaties only applies to this case; but in this case
the British treaty was not principally, only incidentally,
in question. It does not appear upon the face of the record
that the judgment was upon the treaty: It was not upon
the treaty; the court of appeals, in their judgment, have
expressly declared that it was not upon the treaty, by
affirming that part of the judgment of the district court
at Winchester which determined in favour of the treaty.
Dexter, on the same side. Every advocate
is a citizen, and, on great constitutional questions,
his duty to his client does not require him to conceal
any opinion he may have formed. This cause may be safely
carried through, without falsifying the true exposition
[14 U.S. 304, 318] of the constitution. Believing that
it is essential to the national welfare that congress
should have the right of arming the courts of the United
States with every authority necessary to give complete
effect to the judicial powers granted by the constitution,
I dissent from the court of appeals of Virginia, when
they deny that the appellate jurisdiction of the national
tribunals extends to cases involving the construction
and validity of treaties. But the question is, has congress
provided an adequate method of exercising it? 1. Before
a writ of error goes from this court to a state court,
it must appear on the face of the record, 1st. That the
construction or validity of a treaty is drawn in question.
2d. That the title or claim supposed to be infringed was
specially set up or demanded by the party. 3d. That the
state court did decide respecting the title or claim under
the treaty. In the present instance, suppose that there
had been no case made, and that all the facts stated had
been given in evidence, and a general verdict rendered
thereon: the case is precisely in that predicament. The
determination of the court was not limited, in any degree,
to the construction of a treaty, which was only one of
the numerous facts stated on which the title of the parties
depended. How can this court ascertain on which of these
facts the state court determined, or that it determined
upon the treaty? The alienage of Lord Fairfax's devisee,
and the question whether the lands did not escheat without
office found, might have been the point of decision, avoiding
to consider [14 U.S. 304, 319] the construction or validity
of the treaty, which applies only to things confiscable.
Congress have not said that this court shall determine
conjecturally, but that the party shall specially set
up his claim on the record, in order to see whether a
treaty has been infringed. He may plead the matter specially,
or except to the opinion of the court; but if he chose
to make an agreed case in the most general way, is this
court to amend the defects of his proceeding? 2. As to
the constitutionality of the judiciary act. It is agreed
that the judicial powers granted by the constitution are
exclusive, or exclusive in the election of congress; but
that any appellate jurisdiction is given by the constitution
is what I deny. It is neither expressed nor implied; nor
is there any necessity for it: for these suits might be
removed from the state courts, as are suits commenced
by foreigners and citizens of different states, in the
first instance, or in the moment any question touching
a treaty arose, instead of being brought up by the offensive
mode of a writ of error, directed to a court which is
as supreme in its appropriate sphere as this court. Whether
the court where the suit is commenced will, or will not,
consent; the national court may take jurisdiction. If
the state court pertinaciously proceeds, notwithstanding;
its proceedings would be coram non judice. The original
and the appellate jurisdiction are opposed to each other
by the constitution. The first cannot regard the state
courts; nor the latter: for it is only the residuum of
the mass of power before given, which does not expressly
include appeals from the state courts. Why is it to be
supposed that the state [14 U.S. 304, 320] courts will
exercise any part of that mass of power? There is no necessity
for it, since the laws might provide a constitutional
mode of excluding them. If they have not provided such
a mode, it is not for this court to supply the defect.
By attempting it, they will begin a conflict between the
national and state authorities that may ultimately involve
both in one common ruin. The taper of judicial discord
may become the torch of civil war, and though the breath
of a judge can extinguish the first, the wisdom of the
statesman may not quench the latter. I lament that the
courts of so patriotic a state as Virginia have denied
the complete and exclusive dominion of the national government
over the whole surface of the judicial power granted by
the people to that government. 'JOIN OR DIE,' was the
word when we were represented as a disjointed serpent,
of which Virginia was the head. From that head sprung
our 'immortal chief,' armed with the aegis of wisdom.
But that great man, and those who advised him, improvidently
assented to a law, (the judiciary act,) which is neither
constitutionally nor politically adapted to enforce the
powers of the national courts in an amicable and pacific
manner. I have never feared that this government was too
strong: I have always feared it was not strong enough.
I have long inclined to the belief, that the centrifugal
force was greater than the centripetal. The danger is,
not that we shall fall into the sun, but that we may fly
off in eccentric orbits, and never return to our perihelion.
But though I will struggle to preserve all the constitutional
powers of the national government, [14 U.S. 304, 321]
I will not strain and break the constitution itself, in
order to assert them; there is danger too on that side.
The poet describes the temple of Fame as situated on a
mountain covered with ice. The palaces of power are on
the same frail foundation; the foot of adventurous ambition
often slips in the ascent, and sometimes the volcano bursts,
and inundates with its lava the surrounding country. But
I fear not that this court will be wanting in the firmness
which becomes its station; and if it believes that it
may, constitutionally, and legally, exert its powers upon
the state courts, in this form, (which is what I deny,)
it will not regard consequences in the exercise of its
duty: it will say, with another august tribunal, 'Fiat
justitia, ruat caelum!'
Jones, in reply. The states are deprived,
by the constitution, of the character of perfect states,
as defined by jurists; they are still sovereign, sub modo;
but the national government pervades all their territory,
and acts upon all their citizens. The state judicatures
are essentially incompetent to pronounce what is the law;
not in the limited sphere of their territorial jurisdiction,
but throughout the union and the world. The constitution,
art. 3., sec. 2., has distinguished between the causes
properly national, and 'controversies' which it was thought
expedient vest in the courts of the United States. The
judiciary act covers the first completely, the last only
partially. It is said the doctrine contended for involves
the old anomaly of the national government, acting, not
on individuals, but on state authorities; [14 U.S. 304,
322] but this government must act in this manner by appeal
from the state courts, or it cannot act at all. If you
have an appellate jurisdiction, their judgment is your
judgment. You may execute this your judgment; you need
not remand the cause to the state court. These are mere
arbitrary forms, which the court may discard, or adopt,
at pleasure. Neither is it necessary to send a writ of
error to the state court; you may cite the parties themselves
to appear in your forum, as soon as a question touching
a treaty arises. There is no necessary connection between
an appellate tribunal and the court appealed from; it
is sufficient that the parties have originally litigated
before the court of first instance. The house of lords,
an English common law court, holds appeals from the court
of sessions, in Scotland, a civil law tribunal. The union
between that country and England is similar to our federative
constitution. In whatever mode the appellate jurisdiction
may be exercised, it is still liable to the difficulties
suggested. The process by which a cause is to be removed
from the state court, before judgment, must be addressed
to that court; and if it still proceeds, the remedy must
be as offensive as at present. But it would, also, be
ineffectual and dilatory. Suppose, in a case of original
jurisdiction, an ambassador prosecuted for a supposed
crime in a state court, he might be imprisoned, or put
to death, before the national authority could be interposed,
unless it act directly on the state judicature. In this
case, the court may act directly on the cause and the
parties, in order to carry into complete effect the appellate
powars with which it is invested by the constitution and
[14 U.S. 304, 323] laws. There is nothing in the record
importing that the court of appeals determined on the
ground of the party's title merely. Nor is it necessary
that the treaty, under which that title is set up, should
be specified in a bill of exceptions, or propounded in
argument. It is sufficient that the claim is stated upon
the record, and that the title depends upon the treaty.
This court is not to pronounce a mere abstract opinion
upon the validity, or construction, of the treaty; it
may, therefore, decide on other incidental matters; and,
if the party has a good title under the treaty, it is
to enforce and protect that title. As to the sufficiency
of the return, the law merely requires a transcript of
the record to be removed, and, by the rules of this court,
a return by the clerk is sufficient.
March 20th.
STORY, J., delivered the opinion of the court.
This is a writ of error from the court of
appeals of Virginia, founded upon the refusal of that
court to obey the mandate of this court, requiring the
judgment rendered in this very cause, at February term,
1813, to be carried into due execution. The following
is the judgment of the court of appeals rendered on the
mandate: 'The court is unanimously of opinion, that the
appellate power of the supreme court of the United States
does not extend to this court, under a sound construction
of the constitution of the United States; that so much
of the 25th section of the act of congress to establish
the judicial courts of the United States, as extends the
appellate jurisdiction of the supreme court to this court,
is not in pursuance of the constitution of the [14 U.S.
304, 324] United States; that the writ of error, in this
cause, was improvidently allowed under the authority of
that act; that the proceedings thereon in the supreme
court were, coram non judice, in relation to this court,
and that obedience to its mandate be declined by the court.'
The questions involved in this judgment
are of great importance and delicacy. Perhaps it is not
too much to affirm, that, upon their right decision, rest
some of the most solid principles which have hitherto
been supposed to sustain and protect the constitution
itself. The great respectability, too, of the court whose
decisions we are called upon to review, and the entire
deference which we entertain for the learning and ability
of that court, add much to the difficulty of the task
which has so unwelcomely fallen upon us. It is, however,
a source of consolation, that we have had the assistance
of most able and learned arguments to aid our inquiries;
and that the opinion which is now to be pronounced has
been weighed with every solicitude to come to a correct
result, and matured after solemn deliberation.
Before proceeding to the principal questions,
it may not be unfit to dispose of some preliminary considerations
which have grown out of the arguments at the bar.
The constitution of the United States was
ordained and established, not by the states in their sovereign
capacities, but emphatically, as the preamble of the constitution
declares, by 'the people of the United States.' There
can be no doubt that it was competent to the people to
invest the general government [14 U.S. 304, 325] with
all the powers which they might deem proper and necessary;
to extend or restrain these powers according to their
own good pleasure, and to give them a paramount and supreme
authority. As little doubt can there be, that the people
had a right to prohibit to the states the exercise of
any powers which were, in their judgment, incompatible
with the objects of the general compact; to make the powers
of the state governments, in given cases, subordinate
to those of the nation, or to reserve to themselves those
sovereign authorities which they might not choose to delegate
to either. The constitution was not, therefore, necessarily
carved out of existing state sovereignties, nor a surrender
of powers already existing in state institutions, for
the powers of the states depend upon their own constitutions;
and the people of every state had the right to modify
and restrain them, according to their own views of the
policy or principle. On the other hand, it is perfectly
clear that the sovereign powers vested in the state governments,
by their respective constitutions, remained unaltered
and unimpaired, except so far as they were granted to
the government of the United States.
These deductions do not rest upon general
reasoning, plain and obvious as they seem to be. They
have been positively recognised by one of the articles
in amendment of the constitution, which declares, that
'the powers not delegated to the United States by the
constitution, nor prohibited by it to the states, are
reserved to the states respectively, or to the people.'
[14 U.S. 304, 326] The government, then, of the United
States, can claim no powers which are not granted to it
by the constitution, and the powers actually granted,
must be such as are expressly given, or given by necessary
implication. On the other hand, this instrument, like
every other grant, is to have a reasonable construction,
according to the import of its terms; and where a power
is expressly given in general terms, it is not to be restrained
to particular cases, unless that construction grow out
of the context expressly, or by necessary implication.
The words are to be taken in their natural and obvious
sense, and not in a sense unreasonably restricted or enlarged.
The constitution unavoidably deals in general
language. It did not suit the purposes of the people,
in framing this great charter of our liberties, to provide
for minute specifications of its powers, or to declare
the means by which those powers should be carried into
execution. It was foreseen that this would be a perilous
and difficult, if not an impracticable, task. The instrument
was not intended to provide merely for the exigencies
of a few years, but was to endure through a long lapse
of ages, the events of which were locked up in the inscrutable
purposes of Providence. It could not be foreseen what
new changes and modifications of power might be indispensable
to effectuate the general objects of the charter; and
restrictions and specifications, which, at the present,
might seem salutary, might, in the end, prove the overthrow
of the system itself. Hence its powers are expressed in
genetal terms, leaving to the legislature, from time to
[14 U.S. 304, 327] time, to adopt its own means to effectuate
legitimate objects, and to mould and model the exercise
of its powers, as its own wisdom, and the public interests,
should require.
With these principles in view, principles
in respect to which no difference of opinion ought to
be indulged, let us now proceed to the interpretation
of the constitution, so far as regards the great points
in controversy.
The third article of the constitution is
that which must principally attract our attention. The
1st. section declares, 'the judicial power of the United
States shall be vested in one supreme court, and in such
other inferior courts as the congress may, from time to
time, ordain and establish.' The 2d section declares,
that 'the judicial power shall extend to all cases in
law or equity, arising under this constitution, the laws
of the United States, and the treaties made, or which
shall be made, under their authority; to all cases affecting
ambassadors, other public ministers and consuls; to all
cases of admiralty and maritime jurisdiction; to controversies
to which the United States shall be a party; to controversies
between two or more states; between a state and citizens
of another state; between citizens of different states;
between citizens of the same state, claiming lands under
the grants of different states; and between a state or
the citizens thereof, and foreign states, citizens, or
subjects.' It then proceeds to declare, that 'in all cases
affecting ambassadors, other public ministers and consuls,
and those in which a state shall be a party, the supreme
court shall have original jurisdiction. [14 U.S. 304,
328] In all the other cases before mentioned the supreme
court shall have appellate jurisdiction, both as to law
and fact, with such exceptions, and under such regulations,
as the congress shall make.'
Such is the language of the article creating
and defining the judicial power of the United States.
It is the voice of the whole American people solemnly
declared, in establishing one great department of that
government which was, in many respects, national, and
in all, supreme. It is a part of the very same instrument
which was to act not merely upon individuals, but upon
states; and to deprive them altogether of the exercise
of some powers of sovereignty, and to restrain and regulate
them in the exercise of others.
Let this article be carefully weighed and
considered. The language of the article throughout is
manifestly designed to be mandatory upon the legislature.
Its obligatory force is so imperative, that congress could
not, without a violation of its duty, have refused to
carry it into operation. The judicial power of the United
States shall be vested (not may be vested) in one supreme
court, and in such inferior courts as congress may, from
time to time, ordain and establish. Could congress have
lawfully refused to create a supreme court, or to vest
in it the constitutional jurisdiction? 'The judges, both
of the supreme and inferior courts, shall hold their offices
during good behaviour, and shall, at stated times, receive,
for their services, a compensation which shall not be
diminished during their continuance in office.' Could
congress create or limit any other tenure of [14 U.S.
304, 329] the judicial office? Could they refuse to pay,
at stated times, the stipulated salary, or diminish it
during the continuance in office? But one answer can be
given to these questions: it must be in the negative.
The object of the constitution was to establish three
great departments of government; the legislative, the
executive, and the judicial departments. The first was
to pass laws, the second to approve and execute them,
and the third to expound and enforce them. Without the
latter, it would be impossible to carry into effect some
of the express provisions of the constitution. How, otherwise,
could crimes against the United States be tried and punished?
How could causes between two states be heard and determined?
The judicial power must, therefore, be vested in some
court, by congress; and to suppose that it was not an
obligation binding on them, but might, at their pleasure,
be omited or declined, is to suppose that, under the sanction
of the constitution, they might defeat the constitution
itself; a construction which would lead to such a result
cannot be sound.
The same expression, 'shall be vested,'
occurs in other parts of the constitution, in defining
the powers of the other co-ordinate branches of the government.
The first article declares that 'all legislative powers
herein granted shall be vested in a congress of the United
States.' Will it be contended that the legislative power
is not absolutely vested? that the words merely refer
to some future act, and mean only that the legislative
power may bereafter be vested? The second article declares
that 'the [14 U.S. 304, 330] executive power shall be
vested in a president of the United States of America.'
Could congress vest it in any other person; or, is it
to await their good pleasure, whether it is to vest at
all? It is apparent that such a construction, in either
case, would be utterly inadmissible. Why, then, is it
entitled to a better support in reference to the judicial
department?
If, then, it is a duty of congress to vest
the judicial power of the United States, it is a duty
to vest the whole judicial power. The language, if imperative
as to one part, is imperative as to all. If it were otherwise,
this anomaly would exist, that congress might successively
refuse to vest the jurisdiction in any one class of cases
enumerated in the constitution, and thereby defeat the
jurisdiction as to all; for the constitution has not singled
out any class on which congress are bound to act in preference
to others.
The next consideration is as to the courts
in which the judicial power shall be vested. It is manifest
that a supreme court must be established; but whether
it be equally obligatory to establish inferior courts,
is a question of some difficulty. If congress may lawfully
omit to establish inferior courts, it might follow, that
in some of the enumerated cases the judicial power could
nowhere exist. The supreme court can have original jurisdiction
in two classes of cases only, viz. in cases affecting
ambassadors, other public ministers and consuls, and in
cases in which a state is a party. Congress cannot vest
any portion of the judicial power of the United States,
except in courts ordained and established by [14 U.S.
304, 331] itself; and if in any of the cases enumerated
in the constitution, the state courts did not then possess
jurisdiction, the appellate jurisdiction of the supreme
court (admitting that it could act on state courts) could
not reach those cases, and, consequently, the injunction
of the constitution, that the judicial power 'shall be
vested,' would be disobeyed. It would seem, therefore,
to follow, that congress are bound to create some inferior
courts, in which to vest all that jurisdiction which,
under the constitution, is exclusively vested in the United
States, and of which the supreme court cannot take original
cognizance. They might establish one or more inferior
courts; they might parcel out the jurisdiction among such
courts, from time to time, at their own pleasure. But
the whole judicial power of the United States should be,
at all times, vested either in an original or appellate
form, in some courts created under its authority.
This construction will be fortified by an
attentive examination of the second section of the third
article. The words are 'the judicial power shall extend,'
&c. Much minute and elaborate criticism has been employed
upon these words. It has been argued that they are equivalent
to the words 'may extend,' and that 'extend' means to
widen to new cases not before within the scope of the
power. For the reason which have been already stated,
we are of opinion that the words are used in an imperative
sense. They import an absolute grant of judicial power.
They cannot have a relative signification applicable to
powers already granted; for the American people [14 U.S.
304, 332] had not made any previous grant. The constitution
was for a new government, organized with new substantive
powers, and not a mere supplementary charter to a government
already existing. The confederation was a compact between
states; and its structure and powers were wholly unlike
those of the national government. The constitution was
an act of the people of the United States to supercede
the confederation, and not to be ingrafted on it, as a
stock through which it was to receive life and nourishment.
If, indeed, the relative signification could
be fixed upon the term 'extend,' it could not (as we shall
hereafter see) subserve the purposes of the argument in
support of which it has been adduced. This imperative
sense of the words 'shall extend,' is strengthened by
the context. It is declared that 'in all cases affecting
ambassadors, &c., that the supreme court shall have
original jurisdiction.' Could congress withhold original
jurisdiction in these cases from the supreme court? The
clause proceeds- 'in all the other cases before mentioned
the supreme court shall have appellate jurisdiction, both
as to law and fact, with such exceptions, and under such
regulations, as the congress shall make.' The very exception
here shows that the framers of the constitution used the
words in an imperative sense. What necessity could there
exist for this exception if the preceding words were not
used in that sense? Without such exception, congress would,
by the preceding words, have possessed a complete power
to regulate the appellate jurisdiction, if the language
were [14 U.S. 304, 333] only equivalent to the words 'may
have' appellate jurisdiction. It is apparent, then, that
the exception was intended as a limitation upon the preceding
words, to enable congress to regulate and restrain the
appellate power, as the public interests might, from time
to time, require.
Other clauses in the constitution might
be brought in aid of this construction; but a minute examination
of them cannot be necessary, and would occupy too much
time. It will be found that whenever a particular object
is to be effected, the language of the constitution is
always imperative, and cannot be disregarded without violating
the first principles of public duty. On the other hand,
the legislative powers are given in language which implies
discretion, as from the nature of legislative power such
a discretion must ever be exercised.
It being, then, established that the language
of this clause is imperative, the next question is as
to the cases to which it shall apply. The answer is found
in the constitution itself. The judicial power shall extend
to all the cases enumerated in the constitution. As the
mode is not limited, it may extend to all such cases,
in any form, in which judicial power may be exercised.
It may, therefore, extend to them in the shape of original
or appellate jurisdiction, or both; for there is nothing
in the nature of the ases which binds to the exercise
of the one in preference to the other.
In what cases (if any) is this judicial
power exclusive, or exclusive at the election of congress?
It will be observed that there are two classes of cases
enumerated [14 U.S. 304, 334] in the constitution, between
which a distinction seems to be drawn. The first class
includes cases arising under the constitution, laws, and
treaties of the United States; cases affecting ambassadors,
other public ministers and consuls, and cases of admiralty
and maritime jurisdiction. In this class the expression
is, and that the judicial power shall extend to all cases;
but in the subsequent part of the clause which embraces
all the other cases of national cognizance, and forms
the second class, the word 'all' is dropped seemingly
ex industria. Here the judicial authority is to extend
to controversies (not to all controversies) to which the
United States shall be a party, &c. From this difference
of phraseology, perhaps, a difference of constitutional
intention may, with propriety, be inferred. It is hardly
to be presumed that the variation in the language could
have been accidental. It must have been the result of
some determinate reason; and it is not very difficult
to find a reason sufficient to support the apparent change
of intention. In respect to the first class, it may well
have been the intention of the framers of the constitution
imperatively to extend the judicial power either in an
original or appellate form to all cases; and in the latter
class to leave it to congress to qualify the jurisdiction,
original or appellate, in such manner as public policy
might dictate.
The vital importance of all the cases enumerated
in the first class to the national sovereignty, might
warrant such a distinction. In the first place, as to
cases arriving under the constitution, laws, and treaties
of the United States. Here the state courts [14 U.S. 304,
335] could not ordinarily possess a direct jurisdiction.
The jurisdiction over such cases could not exist in the
state courts previous to the adoption of the constitution,
and it could not afterwards be directly conferred on them;
for the constitution expressly requires the judicial power
to be vested in courts ordained and established by the
United States. This class of cases would embrace civil
as well as criminal jurisdiction, and affect not only
our internal policy, but our foreign relations. It would,
therefore, be perilous to restrain it in any manner whatsoever,
inasmuch as it might hazard the national safety. The same
remarks may be urged as to cases affecting ambassadors,
other public ministers, and consuls, who are emphatically
placed under the guardianship of the law of nations; and
as to cases of admiralty and maritime jurisdiction, the
admiralty jurisdiction embraces all questions of prize
and salvage, in the correct adjudication of which foreign
nations are deeply interested; it embraces also maritime
torts, contracts, and offences, in which the principles
of the law and comity of nations often form an essential
inquiry. All these cases, then, enter into the national
policy, affect the national rights, and may compromit
the national sovereignty. The original or appellate jurisdiction
ought not, therefore, to be restrained, but should be
commensurate with the mischiefs intended to be remedied,
and, of course, should extend to all cases whatsoever.
A different policy might well be adopted
in reference to the second class of cases; for although
it might be fit that the judicial power should extend
[14 U.S. 304, 336] to all controversies to which the United
States should be a party, yet this power night not have
been imperatively given, least it should imply a right
to take cognizance of original suits brought against the
United States as defendants in their own courts. It might
not have been deemed proper to submit the sovereignty
of the United States, against their own will to judicial
cognizance, either to enforce rights or to prevent wrongs;
and as to the other cases of the second class, they might
well be left to be exercised under the exceptions and
regulations which congress might, in their wisdom, choose
to apply. It is also worthy of remark, that congress seem,
in a good degree, in the establishment of the present
judicial system, to have adopted this distinction. In
the first class of cases, the jurisdiction is not limited
except by the subject matter; in the second, it is made
materially to depend upon the value in controversy.
We do not, however, profess to place any
implicit reliance upon the distinction which has here
been stated and endeavoured to be illustrated. It has
the rather been brought into view in deference to the
legislative opinion, which has so long acted upon, and
enforced, this distinction. But there is, certainly, vast
weight in the argument which has been urged, that the
constitution is imperative upon congress to vest all the
judicial power of the United States, in the shape of original
jurisdiction, in the supreme and inferior courts created
under its own authority. At all events, whether the one
construction or the other prevail, it is manifest that
the judicial power of the [14 U.S. 304, 337] United States
is unavoidably, in some cases, exclusive of all state
authority, and in all others, may be made so at the election
of congress. No part of the criminal jurisdiction of the
United States can, consistently with the constitution,
be delegated to state tribunals. The admiralty and maritime
jurisdiction is of the same exclusive cognizance; and
it can only be in those cases where, previous to the constitution,
state tribunals possessed jurisdiction independent of
national authority, that they can now constitutionally
exercise a concurrent jurisdiction. Congress, throughout
the judicial act, and particularly in the 9th, 11th, and
13th sections, have legislated upon the supposition that
in all the cases to which the judicial powers of the United
States extended, they might rightfully vest exclusive
jurisdiction in their own courts.
But, even admitting that the language of
the constitution is not mandatory, and that congress may
constitutionally omit to vest the judicial power in courts
of the United States, it cannot be demed that when it
is vested, it may be exercised to the utmost constitutional
extent.
This leads us to the consideration of the
great question as to the nature and extent of the appellate
jurisdiction of the United States. We have already seen
that appellate jurisdiction is given by the constitution
to the supreme court in all cases where it has not original
jurisdiction; subject, however, to such exceptions and
regulations as congress may prescribe. It is, therefore,
capable of embracing every case enumerated in the constitution,
which is not exclusively to be decided by way of original
[14 U.S. 304, 338] jurisdiction. But the exercise of appellate
jurisdiction is far from being limited by the terms of
the constitution to the supreme court. There can be no
doubt that congress may create a succession of inferior
tribunals, in each of which it may vest appellate as well
as original jurisdiction. The judicial power is delegated
by the constitution in the most general terms, and may,
therefore, be exercised by congress under every variety
of form, of appellate or original jurisdiction. And as
there is nothing in the constitution which restrains or
limits this power, it must, therefore, in all other cases,
subsist in the utmost latitude of which, in its own nature,
it is susceptible.
As, then, by the terms of the constitution,
the appellate jurisdiction is not limited as to the supreme
court, and as to this court it may be exercised in all
other cases than those of which it has original cognizance,
what is there to restrain its exercise over state tribunals
in the enumerated cases? The appellate power is not limited
by the terms of the third article to any particular courts.
The words are, 'the judicial power (which includes appellate
power) shall extend to all cases,' &c., and 'in all
other cases before mentioned the supreme court shall have
appellate jurisdiction.' It is the case, then, and not
the court, that gives the jurisdiction. If the judicial
power extends to the case, it will be in vain to search
in the letter of the constitution for any qualification
as to the tribunal where it depends. It is incumbent,
then, upon those who assert such a qualification to show
its existence by necessary implication. If the [14 U.S.
304, 339] text be clear and distinct, no restriction upon
its plain and obvious import ought to be admitted, unless
the inference be irresistible.
If the constitution meant to limit the appellate
jurisdiction to cases pending in the courts of the United
States, it would necessarily follow that the jurisdiction
of these courts would, in all the cases enumerated in
the constitution, be exclusive of state tribunals. How
otherwise could the jurisdiction extend to all cases arising
under the constitution, laws, and treaties of the United
States, or to all cases of admiralty and maritime jurisdiction?
If some of these cases might be entertained by state tribunals,
and no appellate jurisdiction as to them should exist,
then the appellate power would not extend to all, but
to some, cases. If state tribunals might exercise concurrent
jurisdiction over all or some of the other classes of
cases in the constitution without control, then the appellate
jurisdiction of the United States might, as to such cases,
have no real existence, contrary to the manifest intent
of the constitution. Under such circumstances, to give
effect to the judicial power, it must be construed to
be exclusive; and this not only when the casus foederis
should arise directly, but when it should arise, incidentally,
in cases pending in state courts. This construction would
abridge the jurisdiction of such court far more than has
been ever contemplated in any act of congress.
On the other hand, if, as has been contended,
a discretion be vested in congress to establish, or not
to establish, inferior courts at their own pleasure, and
[14 U.S. 304, 340] congress should not establish such
courts, the appellate jurisdiction of the supreme Court
would have nothing to act upon, unless it could act upon
cases pending in the state courts. Under such circumstances
it must be held that the appellate power would extend
to state courts; for the constitution is peremptory that
it shall extend to certain enumerated cases, which cases
could exist in no other courts. Any other construction,
upon this supposition, would involve this strange contradiction,
that a discretionary power vested in congress, and which
they might rightfully omit to exercise, would defeat the
absolute injunctions of the constitution in relation to
the whole appellate power.
But it is plain that the framers of the
constitution did contemplate that cases within the judicial
cognizance of the United States not only might but would
arise in the state courts, in the exercise of their ordinary
jurisdiction. With this view the sixth article declares,
that 'this constitution, and the laws of the United States
which shall be made in pursuance thereof, and all treaties
made, or which shall be made, under the authority of the
United States, shall be the supreme law of the land, and
the judges in every state shall be bound thereby, any
thing in the constitution or laws of any state to the
contrary notwithstanding.' It is obvious that this obligation
is imperative upon the state judges in their official,
and not merely in their private, capacities. From the
very nature of their judicial duties they would be called
upon to pronounce the law applicable to the case in judgment.
They were not to decide merely [14 U.S. 304, 341] according
to the laws or constitution of the state, but according
to the constitution, laws and treaties of the United States-'the
supreme law of the land.'
A moment's consideration will show us the
necessity and propriety of this provision in cases where
the jurisdiction of the state courts is unquestionable.
Suppose a contract for the payment of money is made between
citizens of the same state, and performance thereof is
sought in the courts of that state; no person can doubt
that the jurisdiction completely and exclusively attaches,
in the first instance, to such courts. Suppose at the
trial the defendant sets up in his defence a tender under
a state law, making paper money a good tender, or a state
law, impairing the obligation of such contract, which
law, if binding, would defeat the suit. The constitution
of the United States has declared that no state shall
make any thing but gold or silver coin a tender in payment
of debts, or pass a law impairing the obligation of contracts.
If congress shall not have passed a law providing for
the removal of such a suit to the courts of the United
States, must not the state court proceed to hear and determine
it? Can a mere plea in defence be of itself a bar to further
proceedings, so as to prohibit an inquiry into its truth
or legal propriety, when no other tribunal exists to whom
judicial cognizance of such cases is confided? Suppose
an indictment for a crime in a state court, and the defendant
should allege in his defence that the crime was created
by an ex post facto act of the state, must not the state
court, in the exercise of a jurisdiction which has already
rightfully attached, have a [14 U.S. 304, 342] right to
pronounce on the validity and sufficiency of the defence?
It would be extremely difficult, upon any legal principles,
to give a negative answer to these inquiries. Innumerable
instances of the same sort might be stated, in illustration
of the position; and unless the state courts could sustain
jurisdiction in such cases, this clause of the sixth article
would be without meaning or effect, and public mischiefs,
of a most enormous magnitude, would inevitably ensue.
It must, therefore, be conceded that the
constitution not only contemplated, but meant to provide
for cases within the scope of the judicial power of the
United States, which might yet depend before state tribunals.
It was foreseen that in the exercise of their ordinary
jurisdiction, state courts would incidentally take cognizance
of cases arising under the constitution, the laws, and
treaties of the United States. Yet to all these cases
the judicial power, by the very terms of the constitution,
is to extend. It cannot extend by original jurisdiction
if that was already rightfully and exclusively attached
in the state courts, which (as has been already shown)
may occur; it must, therefore, extend by appellate jurisdiction,
or not at all. It would seem to follow that the appellate
power of the United States must, in such cases, extend
to state tribunals; and if in such cases, there is no
reason why it should not equally attach upon all others
within the purview of the constitution.
It has been argued that such an appellate
jurisdiction over state courts is inconsistent with the
genius [14 U.S. 304, 343] of our governments, and the
spirit of the constitution. That the latter was never
designed to act upon state sovereignties, but only upon
the people, and that if the power exists, it will materially
impair the sovereignty of the states, and the independence
of their courts. We cannot yield to the force of this
reasoning; it assumes principles which we cannot admit,
and draws conclusions to which we do not yield our assent.
It is a mistake that the constitution was
not designed to operate upon states, in their corporate
capacities. It is crowded with provisions which restrain
or annul the sovereignty of the states in some of the
highest branches of their prerogatives. The tenth section
of the first article contains a long list of disabilities
and prohibitions imposed upon the states. Surely, when
such essential portions of state sovereignty are taken
away, or prohibited to be exercised, it cannot be correctly
asserted that the constitution does not act upon the states.
The language of the constitution is also imperative upon
the states as to the performance of many duties. It is
imperative upon the state legislatures to make laws prescribing
the time, places, and manner of holding elections for
senators and representatives, and for electors of president
and vice-president. And in these, as well as some other
cases, congress have a right to revise, amend, or supercede
the laws which may be passed by state legislatures. When,
therefore, the states are stripped of some of the highest
attributes of sovereignty, and the same are given to the
United States; when the legislatures of the states are,
in some [14 U.S. 304, 344] respects, under the control
of congress, and in every case are, under the constitution,
bound by the paramount authority of the United States;
it is certainly difficult to support the argument that
the appellate power over the decisions of state courts
is contrary to the genius of our institutions. The courts
of the United States can, without question, revise the
proceedings of the executive and legislative authorities
of the states, and if they are found to be contrary to
the constitution, may declare them to be of no legal validity.
Surely the exercise of the same right over judicial tribunals
is not a higher or more dangerous act of sovereign power.
Nor can such a right be deemed to impair
the independence of state judges. It is assuming the very
ground in controversy to assert that they possess an absolute
independence of the United States. In respect to the powers
granted to the United States, they are not independent;
they are expressly bound to obedience by the letter of
the constitution; and if they should unintentionally transcend
their authority, or misconstrue the constitution, there
is no more reason for giving their judgments an absolute
and irresistible force, than for giving it to the acts
of the other co-ordinate departments of state sovereignty.
The argument urged from the possibility
of the abuse of the revising power, is equally unsatisfactory.
It is always a doubtful course, to argue against the use
or existence of a power, from the possibility of its abuse.
It is still more difficult, by such an argument, to ingraft
upon a general power a restriction [14 U.S. 304, 345]
which is not to be found in the terms in which it is given.
From the very nature of things, the absolute right of
decision, in the last resort, must rest somewhere-wherever
it may be vested it is susceptible of abuse. In all questions
of jurisdiction the inferior, or appellate court, must
pronounce the final judgment; and common sense, as well
as legal reasoning, has conferred it upon the latter.
It has been further argued against the existence
of this appellate power, that it would form a novelty
in our judicial institutions. This is certainly a mistake.
In the articles of confederation, an instrument framed
with infinitely more deference to state rights and state
jealousies, a power was given to congress to establish
'courts for revising and determining, finally, appeals
in all cases of captures.' It is remarkable, that no power
was given to entertain original jurisdiction in such cases;
and, consequently, the appellate power (although not so
expressed in terms) was altogether to be exercised in
revising the decisions of state tribunals. This was, undoubtedly,
so far a surrender of state sovereignty; but it never
was supposed to be a power fraught with public danger,
or destructive of the independence of state judges. On
the contrary, it was supposed to be a power indispensable
to the public safety, inasmuch as our national rights
might otherwise be compromitted, and our national peace
been dangered. Under the present constitution the prize
jurisdiction is confined to the courts of the United States;
and a power to revise the decisions of state courts, if
they should assert jurisdiction over prize causes, cannot
be less [14 U.S. 304, 346] important, or less useful,
than it was under the confederation.
In this connexion we are led again to the
construction of the words of the constitution, 'the judicial
power shall extend,' &c. If, as has been contended
at the bar, the term 'extend' have a relative signification,
and mean to widen an existing power, it will then follow,
that, as the confederation gave an appellate power over
state tribunals, the constitution enlarged or widened
that appellate power to all the other cases in which jurisdiction
is given to the courts of the United States. It is not
presumed that the learned counsel would choose to adopt
such a conclusion.
It is further argued, that no great public
mischief can result from a construction which shall limit
the appellate power of the United States to cases in their
own courts: first, because state judges are bound by an
oath to support the constitution of the United States,
and must be presumed to be men of learning and integrity;
and, secondly, because congress must have an unquestionable
right to remove all cases within the scope of the judicial
power from the state courts to the courts of the United
States, at any time before final judgment, thought not
after final judgment. As to the first reason-admitting
that the judges of the state courts are, and always will
be, of as much learning, integrity, and wisdom, as those
of the courts of the United States, (which we very cheerfully
admit,) it does not aid the argument. It is manifest that
the constitution has proceeded upon a theory of its own,
and given or withheld [14 U.S. 304, 347] powers according
to the judgment of the American people, by whom it was
adopted. We can only construe its powers, and cannot inquire
into the policy or principles which induced the grant
of them. The constitution has presumed (whether rightly
or wrongly we do not inquire) that state attachments,
state prejudices, state jealousies, and state interests,
might some times obstruct, or control, or be supposed
to obstruct or control, the regular administration of
justice. Hence, in controversies between states; between
citizens of different states; between citizens claiming
grants under different states; between a state and its
citizens, or foreigners, and between citizens and foreigners,
it enables the parties, under the authority of congress,
to have the controversies heard, tried, and determined
before the national tribunals. No other reason than that
which has been stated can be assigned, why some, at Ieast,
of those cases should not have been left to the cognizance
of the state courts. In respect to the other enumerated
cases-the cases arising under the constitution, laws,
and treaties of the United States, cases affecting ambassadors
and other public ministers, and cases of admiralty and
maritime jurisdiction-reasons of a higher and more extensive
nature, touching the safety, peace, and sovereignty of
the nation, might well justify a grant of exclusive jurisdiction.
This is not all. A motive of another kind,
perfectly compatible with the most sincere respect for
state tribunals, might induce the grant of appellate power
over their decisions. That motive is the importance, and
even necessity of uniformity of decisions [14 U.S. 304,
348] throughout the whole United States, upon all subjects
within the purview of the constitution. Judges of equal
learning and integrity, in different states, might differently
interpret a statute, or a treaty of the United States,
or even the constitution itself: If there were no revising
authority to control these jarring and discordant judgments,
and harmonize them into uniformity, the laws, the treaties,
and the constitution of the United States would be different
in different states, and might, perhaps, never have precisely
the same construction, obligation, or efficacy, in any
two states. The public mischiefs that would attend such
a state of things would be truly deplorable; and it cannot
be believed that they could have escaped the enlightened
convention which formed the constitution. What, indeed,
might then have been only prophecy, has now become fact;
and the appellate jurisdiction must continue to be the
only adequate remedy for such evils.
There is an additional consideration, which
is entitled to great weight. The constitution of the United
States was designed for the common and equal benefit of
all the people of the United States. The judicial power
was granted for the same benign and salutary purposes.
It was not to be exercised exclusively for the benefit
of parties who might be plaintiffs, and would elect the
national forum, but also for the protection of defendants
who might be entitled to try their rights, or assert their
priviliges, before the same forum. Yet, if the construction
contended for be correct, it will follow, that as the
plaintiff may always elect the state court, the defendant
[14 U.S. 304, 349] may be deprived of all the security
which the constitution intended in aid of his rights.
Such a state of things can, in no respect, be considered
as giving equal rights. To obviate this difficulty, we
are referred to the power which it is admitted congress
possess to remove suits from state courts to the national
courts; and this forms the second ground upon which the
argument we are considering has been attempted to be sustained.
This power of removal is not to be found
in express terms in any part of the constitution; if it
be given, it is only given by implication, as a power
necessary and proper to carry into effect some express
power. The power of removal is certainly not, in strictness
of language; it presupposes an exercise of original jurisdiction
to have attached elsewhere. The existence of this power
of removal is familiar in courts acting according to the
course of the common law in criminal as well as civil
cases, and it is exercised before as well as after judgment.
But this is always deemed in both cases an exercise of
appellate, and not of original jurisdiction. If, then,
the fight of removal be included in the appellate jurisdiction,
it is only because it is one mode of exercising that power,
and as congress is not limited by the constitution to
any particular mode, or time of exercising it, it may
authorize a removal either before or after judgment. The
time, the process, and the manner, must be subject to
its absolute legislative control. A writ of error is,
indeed, but a process which removes the record of one
court to the possession of another court, [14 U.S. 304,
350] and enables the latter to inspect the proceedings,
and give such judgment as its own opinion of the law and
justice of the case may warrant. There is nothing in the
nature of the process which forbids it from being applied
by the legislature to interlocutory as well as final judgments.
And if the right of removal from state courts exist before
judgment, because it is included in the appellate power,
it must, for the same reason, exist after judgment. And
if the appellate power by the constitution does not include
cases pending in state courts, the right of removal, which
is but a mode of exercising that power, cannot be applied
to them. Precisely the same objections, therefore, exist
as to the rignt of removal before judgment, as after,
and both must stand or fall together. Nor, indeed, would
the force of the arguments on either side materially vary,
if the right of removal were an exercise of original jurisdiction.
It would equally trench upon the jurisdiction and independence
of state tribunals.
The remedy, too, of removal of suits would
be utterly inadequate to the purposes of the constitution,
if it could act only on the parties, and not upon the
state courts. In respect to criminal prosecutions, the
difficulty seems admitted to be insurmountable; and in
respect to civil suits, there would, in many cases, be
rights without corresponding remedies. If state courts
should deny the constitutionality of the authority to
remove suits from their cognizance, in what manner could
they be compelled to relinquish the jurisdiction? In respect
to criminal cases, there would at once be an end of all
control, and the [14 U.S. 304, 351] state decisions would
be paramount to the constitution; and though in civil
suits the courts of the United States might act upon the
parties, yet the state courts might act in the same way;
and this conflict of jurisdictions would not only jeopardise
private rights, but bring into imminent peril the public
interests.
On the whole, the court are of opinion,
that the appellate power of the United States does extend
to cases pending in the state courts; and that the 25th
section of the judiciary act, which authorizes the exercise
of this jurisdiction in the specified cases, by a writ
of error, is supported by the letter and spirit of the
constitution. We find no clause in that instrument which
limits this power; and we dare not interpose a limitation
where the people have not been disposed to create one.
Strong as this conclusion stands upon the
general language of the constitution, it may still derive
support from other sources. It is an historical fact,
that this exposition of the constitution, extending its
appellate power to state courts, was, previous to its
adoption, uniformly and publicly avowed by its friends,
and admitted by its enemies, as the basis of their respective
reasonings, both in and out of the state conventions.
It is an historical fact, that at the time when the judiciary
act was submitted to the deliberations of the first congress,
composed, as it was, not only of men of great learning
and ability, but of men who had acted a principal part
in framing, supporting, or opposing that constitution,
the same exposition was explicitly declared and admitted
by the friends and by the opponents of that system. It
[14 U.S. 304, 352] is an historical fact, that the supreme
court of the United States have, from time to time, sustained
this appellate jurisdiction in a great variety of cases,
brought from the tribunals of many of the most important
states in the union, and that no state tribunal has ever
breathed a judicial doubt on the subject, or declined
to obey the mandate of the supreme court, until the present
occasion. This weight of contemporaneous exposition by
all parties, this acquiescence of enlightened state courts,
and these judicial decisions of the supreme court through
so long a period, do, as we think, place the doctrine
upon a foundation of authority which cannot be shaken,
without delivering over the subject to perpetual and irremediable
doubts.
The next question which has been argued,
is, whether the case at bar be within the purview of the
25th section of the judiciary act, so that this court
may rightfully sustain the present writ of error. This
section, stripped of passages unimportant in this inquiry,
enacts, in substance, that a final judgment or decree
in any suit in the highest court of law or equity of a
state, where is drawn in question the validity of a treaty
or statute of, or an authority excised under, the United
States, and the decision is against their validity; or
where is drawn in question the validity of a statute of,
or an authority exercised under, any state, on the ground
of their being repugnant to the constitution, treaties,
or laws, of the United States, and the decision is in
favour of such their validity; or of the constitution,
or of a treaty or statute of, or commission held under,
the United [14 U.S. 304, 353] States, and the decision
is against the title, right, privilege, or exemption,
specially set up or claimed by either party under such
clause of the said constitution, treaty, statute, or commission,
may be re- examined and reversed or affirmed in the supreme
court of the United States, upon a writ of error, in the
same manner, and under the same regulations, and the writ
shall have the same effect, as if the judgment or decree
complained of had been rendered or passed in a circuit
court, and the proceeding upon the reversal shall also
be the same, except that the supreme court, instead of
remanding the cause for a final decision, as before provided,
may, at their discretion, if the cause shall have been
once remanded before, proceed to a final decision of the
same, and award execution. But no other error shall be
assigned or regarded as a ground of reversal in any such
case as aforesaid, than such as appears upon the face
of the record, and immediately respects the before-mentioned
question of validity or construction of the said constitution,
treaties, statutes, commissions, or authorities in dispute.
That the present writ of error is founded
upon a judgment of the court below, which drew in question
and denied the validity of a statute of the United States,
is incontrovertible, for it is apparent upon the face
of the record. That this judgment is final upon the rights
of the parties is equally true; for if well founded, the
former judgment of that court was of conclusive authority,
and the former judgment of this court utterly void. The
decision was, therefore, equivalent to a perpetual stay
of proceedings upon [14 U.S. 304, 354] the mandate, and
a perpetual denial of all the rights acquired under it.
The case, then, falls directly within the terms of the
act. It is a final judgment in a suit in a state court,
denying the validity of a statute of the United States;
and unless a distinction can be made between proceedings
under a mandate, and proceedings in an original suit,
a writ of error is the proper remedy to revise that judgment.
In our opinion no legal distinction exists between the
cases.
In causes remanded to the circuit courts,
if the mandate be not correctly executed, a writ of error
or appeal has always been supposed to be a proper remedy,
and has been recognized as such in the former decisions
of this court. The statute gives the same effect to writs
of error from the judgments of state courts as of the
circuit courts; and in its terms provides for proceedings
where the same cause may be a second time brought up on
writ of error before the supreme court. There is no limitation
or description of the cases to which the second writ of
error may be applied; and it ought, therefore, to be coextensive
with the cases which fall within the mischiefs of the
statute. It will hardly be denied that this cause stands
in that predicament; and if so, then the appellate jurisdiction
of this court has rightfully attached.
But it is contended, that the former judgment
of this court was rendered upon a case not within the
purview of this section of the judicial act, and that
as it was pronounced by an incompetent jurisdiction, it
was utterly void, and cannot be a sufficient foundation
[14 U.S. 304, 355] to sustain any subsequent proceedings.
To this argument several answers may be given. In the
first place, it is not admitted that, upon this writ of
error, the former record is before us. The error now assigned
is not in the former proceedings, but in the judgment
rendered upon the mandate issued after the former judgment.
The question now litigated is not upon the construction
of a treaty, but upon the constitutionality of a statute
of the United States, which is clearly within our jurisdiction.
In the next place, in ordinary cases a second writ of
error has never been supposed to draw in question the
propriety of the first judgment, and it is difficult to
perceive how such a proceeding could be sustained upon
principle. A final judgment of this court is supposed
to be conclusive upon the rights which it decides, and
no statute has provided any process by which this court
can revise its own judgments. In several cases which have
been formerly adjudged in this court, the same point was
argued by counsel, and expressly overruled. It was solemnly
held that a final judgment of this court was conclusive
upon the parties, and could not be re-examined.
In this case, however, from motives of a
public nature, we are entirely willing to wave all objections,
and to go back and re-examine the question of jurisdiction
as it stood upon the record formerly in judgment. We have
great confidence that our jurisdiction will, on a careful
examination, stand confirmed as well upon principle as
authority. It will be recollected that the action was
an ejectment for a parcel of land in the Northern Neck,
formerly belonging to [14 U.S. 304, 356] Lord Fairfax.
The original plaintiff claimed the land under a patent
granted to him by the state of Virginia, in 1789, under
a title supposed to be vested in that state by escheat
or forfeiture. The original defendant claimed the land
as devisee under the will of Lord Fairfax. The parties
agreed to a special statement of facts in the nature of
a special verdict, upon which the district court of Winchester,
in 1793, gave a general judgment for the defendant, which
judgment was afterwards reversed in 1810, by the court
of appeals, and a general judgment was rendered for the
plaintiff; and from this last judgment a writ of error
was brought to the supreme court. The statement of facts
contained a regular deduction of the title of Lord Fairfax
until his death, in 1781, and also the title of his devisee.
It also contained a regular deduction of the title of
the plaintiff, under the state of Virginia, and further
referred to the treaty of peace of 1783, and to the acts
of Virginia respecting the lands of Lord Fairfax, and
the supposed escheat or forfeiture thereof, as component
parts of the case. No facts disconnected with the titles
thus set up by the parties were alleged on either side.
It is apparent, from this summary explanation, that the
title thus set up by the plaintiff might be open to other
objections; but the title of the defendant was perfect
and complete, if it was protected by the treaty of 1783.
If, therefore, this court had authority to examine into
the whole record, and to decide upon the legal validity
of the title of the defendant, as well as its application
to the treaty of peace, it would be a case within the
express purview [14 U.S. 304, 357] of the 25th section
of the act; for there was nothing in the record upon which
the court below could have decided but upon the title
as connected with the treaty; and if the title was otherwise
good, its sufficiency must have depended altogether upon
its protection under the treaty. Under such circumstances
it was strictly a suit where was drawn in question the
construction of a treaty, and the decision was against
the title specially set up or claimed by the defendant.
It would fall, then, within the very terms of the act.
The objection urged at the bar is, that
this court cannot inquire into the title, but simply into
the correctness of the construction put upon the treaty
by the court of appeals; and that their judgment is not
re- examinable here, unless it appear on the face of the
record that some construction was put upon the treaty.
If, therefore, that court might have decided the case
upon the invalidity of the title, (and, non constat, that
they did not,) independent of the treaty, there is an
end of the appellate jurisdiction of this court. In support
of this objection much stress is laid upon the last clause
of the section, which declares, that no other cause shall
be regarded as a ground of reversal than such as appears
on the face of the record and immediately respects the
construction of the treaty, &c., in dispute.
If this be the true construction of the
section, it will be wholly inadequate for the purposes
which it professes to have in view, and may be evaded
at pleasure. But we see no reason for adopting this narrow
construction; and there are the strongest [14 U.S. 304,
358] reasons against it, founded upon the words as well
as the intent of the legislature. What is the case for
which the body of the section provides a remedy by writ
of error? The answer must be in the words of the section,
a suit where is drawn in question the construction of
a treaty, and the decision is against the title set up
by the party. It is, therefore, the decision against the
title set up with reference to the treaty, and not the
mere abstract construction of the treaty itself, upon
which the statute intends to found the appellate jurisdiction.
How, indeed, can it be possible to decide whether a title
be within the protection of a treaty, until it is ascertained
what that title is, and whether it have a legal validity?
From the very necessity of the case, there must be a preliminary
inquiry into the existence and structure of the title,
before the court can construe the treaty in reference
to that title. If the court below should decide, that
the title was bad, and, therefore, not protected by the
treaty, must not this court have a power to decide the
title to be good, and, therefore, protected by the treaty?
Is not the treaty, in both instances, equally construed,
and the title of the party, in reference to the treaty,
equally ascertained and decided? Nor does the clause relied
on in the objection, impugn this construction. It requires,
that the error upon which the appellate court is to decide,
shall appear on the face of the record, and immediately
respect the questions before mentioned in the section.
One of the questions is as to the construction of a treaty
upon a title specially set up by a party, and every error
that immediately respects [14 U.S. 304, 359] that question
must, of course, be within the cognizance, of the court.
The title set up in this case is apparent upon the face
of the record, and immediately respects the decision of
that question; any error, therefore, in respect to that
title must be re-examinable, or the case could never be
presented to the court.
The restraining clause was manifestly intended
for a very different purpose. |