RICHMOND NEWSPAPERS, INC. v. VIRGINIA, 448 U.S.
555 (1980)
448 U.S. 555
Argued February 19, 1980.
Decided July 2, 1980.
At the commencement of a fourth trial
on a murder charge (the defendant's conviction after
the first trial having been reversed on appeal, and
two subsequent retrials having ended in mistrials),
the Virginia trial court granted defense counsel's motion
that the trial be closed to the public without any objections
having been made by the prosecutor or by appellants,
a newspaper and two of its reporters who were present
in the courtroom, defense counsel having stated that
he did not "want any information being shuffled
back and forth when we have a recess as to . . . who
testified to what." Later that same day, however,
the trial judge granted appellants' request for a hearing
on a motion to vacate the closure order, and appellants'
counsel contended that constitutional considerations
mandated that before ordering closure the court should
first decide that the defendant's rights could be protected
in no other way. But the trial judge denied the motion,
saying that if he felt that the defendant's rights were
infringed in any way and others' rights were not overridden
he was inclined to order closure, and ordered the trial
to continue "with the press and public excluded."
The next day, the court granted defendant's motion to
strike the prosecution's evidence, excused the jury,
and found the defendant not guilty. Thereafter, the
court granted appellants' motion to intervene nunc pro
tunc in the case, and the Virginia Supreme Court dismissed
their mandamus and prohibition petitions and, finding
no reversible error, denied their petition for appeal
from the closure order.
Held:
The judgment is reversed. Pp. 563-581;
584-598; 598-601; 601-604.
Reversed.
MR. CHIEF JUSTICE BURGER, joined by MR.
JUSTICE WHITE and MR. JUSTICE STEVENS, concluded that
the right of the public and press to attend criminal
trials is guaranteed under the First and Fourteenth
Amendments. Absent an overriding interest articulated
in findings, the trial of a criminal case must be open
to the public. Gannett Co. v. DePasquale, 443 U.S. 368
, distinguished. Pp. 563-581. [448 U.S. 555, 556]
(a) The historical evidence of the evolution
of the criminal trial in Anglo-American justice demonstrates
conclusively that at the time this Nation's organic
laws were adopted, criminal trials both here and in
England had long been presumptively open, thus giving
assurance that the proceedings were conducted fairly
to all concerned and discouraging perjury, the misconduct
of participants, or decisions based on secret bias or
partiality. In addition, the significant community therapeutic
value of public trials was recognized: when a shocking
crime occurs, a community reaction of outrage and public
protest often follows, and thereafter the open processes
of justice serve an important prophylactic purpose,
providing an outlet for community concern, hostility,
and emotion. To work effectively, it is important that
society's criminal process "satisfy the appearance
of justice," Offutt v. United States, 348 U.S.
11, 14 , which can best be provided by allowing people
to observe such process. From this unbroken, uncontradicted
history, supported by reasons as valid today as in centuries
past, it must be concluded that a presumption of openness
inheres in the very nature of a criminal trial under
this Nation's system of justice. Cf., e. g., Levine
v. United States, 362 U.S. 610 . Pp. 563-575.
(b) The freedoms of speech, press, and
assembly, expressly guaranteed by the First Amendment,
share a common core purpose of assuring freedom of communication
on matters relating to the functioning of government.
In guaranteeing freedoms such as those of speech and
press, the First Amendment can be read as protecting
the right of everyone to attend trials so as to give
meaning to those explicit guarantees; the First Amendment
right to receive information and ideas means, in the
context of trials, that the guarantees of speech and
press, standing alone, prohibit government from summarily
closing courtroom doors which had long been open to
the public at the time the First Amendment was adopted.
Moreover, the right of assembly is also relevant, having
been regarded not only as an independent right but also
as a catalyst to augment the free exercise of the other
First Amendment rights with which it was deliberately
linked by the draftsmen. A trial courtroom is a public
place where the people generally - and representatives
of the media - have a right to be present, and where
their presence historically has been thought to enhance
the integrity and quality of what takes place. Pp. 575-578.
(c) Even though the Constitution contains
no provision which by its terms guarantees to the public
the right to attend criminal trials, various fundamental
rights, not expressly guaranteed, have been recognized
as indispensable to the enjoyment of enumerated rights.
The right to attend criminal trials is implicit in the
guarantees of the First Amendment: [448 U.S. 555, 557]
without the freedom to attend such trials, which people
have exercised for centuries, important aspects of freedom
of speech and of the press could be eviscerated. Pp.
579-580.
(d) With respect to the closure order
in this case, despite the fact that this was the accused's
fourth trial, the trial judge made no findings to support
closure: no inquiry was made as to whether alternative
solutions would have met the need to ensure fairness:
there was no recognition of any right under the Constitution
for the public or press to attend the trial: and there
was no suggestion that any problems with witnesses could
not have been dealt with by exclusion from the courtroom
or sequestration during the trial, or that sequestration
of the jurors would not have guarded against their being
subjected to any improper information. Pp. 580-581.
MR. JUSTICE BRENNAN, joined by MR. JUSTICE
MARSHALL, concluded that the First Amendment - of itself
and as applied to the States through the Fourteenth
Amendment - secures the public a right of access to
trial proceedings, and that, without more, agreement
of the trial judge and the parties cannot constitutionally
close a trial to the public. Historically and functionally,
open trials have been closely associated with the development
of the fundamental procedure of trial by jury, and trial
access assumes structural importance in this Nation's
government of laws by assuring the public that procedural
rights are respected and that justice is afforded equally,
by serving as an effective restraint on possible abuse
of judicial power, and by aiding the accuracy of the
trial factfinding process. It was further concluded
that it was not necessary to consider in this case what
countervailing interests might be sufficiently compelling
to reverse the presumption of openness of trials, since
the Virginia statute involved - authorizing trial closures
at the unfettered discretion of the judge and parties
- violated the First and Fourteenth Amendments. Pp.
584-598.
MR. JUSTICE STEWART concluded that the
First and Fourteenth Amendments clearly give the press
and the public a right of access to trials, civil as
well as criminal; that such right is not absolute, since
various considerations may sometimes justify limitations
upon the unrestricted presence of spectators in the
courtroom; but that in the present case the trial judge
apparently gave no recognition to the right of representatives
of the press and members of the public to be present
at the trial. Pp. 598-601.
MR. JUSTICE BLACKMUN, while being of the
view that Gannett Co. v. DePasquale, supra, was in error,
both in its interpretation of the Sixth Amendment generally,
and in its application to the suppression hearing [448
U.S. 555, 558] involved there, and that the right to
a public trial is to be found in the Sixth Amendment,
concluded, as a secondary position, that the First Amendment
must provide some measure of protection for public access
to the trial, and that here, by closing the trial, the
trial judge abridged these First Amendment interests
of the public. Pp. 601-604.
BURGER, C. J., announced the Court's judgment
and delivered an opinion, in which WHITE and STEVENS,
JJ., joined. WHITE, J., post, p. 581, and STEVENS, J.,
post, p. 582, filed concurring opinions. BRENNAN, J.,
filed an opinion concurring in the judgment, in which
MARSHALL, J., joined, post, p. 584. STEWART, J., post,
p. 598, and BLACKMUN, J., post, p. 601, filed opinions
concurring in the judgment. REHNQUIST, J., filed a dissenting
opinion, post, p. 604. POWELL, J., took no part in the
consideration or decision of the case.
Laurence H. Tribe argued the cause for appellants. With
him on the briefs were Andrew J. Brent, Alexander Wellford,
Leslie W. Mullins, and David Rosenberg.
Marshall Coleman, Attorney General of
Virginia, argued the cause for appellees. With him on
the brief were James E. Moore, Leonard L. Hopkins, Jr.,
Martin A. Donlan, Jr., and Jerry P. Slonaker, Assistant
Attorneys General. *
[ Footnote * ] Briefs of amici curiae
urging reversal were filed by John J. Degnan, Attorney
General, and John De Cicco, Anthony J. Parrillo, and
Debra L. Stone, Deputy Attorneys General, for the State
of New Jersey; by Stephen Bricker and Bruce J. Ennis
for the American Civil Liberties Union et al.; by Arthur
B. Hanson, Frank M. Northam, Mitchell W. Dale, and Richard
M. Schmidt, Jr., for the American Newspaper Publishers
Association et al.; by E. Barrett Prettyman, Jr., Erwin
G. Krasnow, Arthur B. Sackler, and J. Laurent Scharff
for The Reporters Committee for Freedom of the Press
et al.; and by Edward Bennett Williams, John B. Kuhns,
and Kevin T. Baine for The Washington Post et al.
MR. CHIEF JUSTICE BURGER announced the
judgment of the Court and delivered an opinion, in which
MR. JUSTICE WHITE and MR. JUSTICE STEVENS joined.
The narrow question presented in this
case is whether the right of the public and press to
attend criminal trials is guaranteed under the United
States Constitution. [448 U.S. 555, 559]
I
In March 1976, one Stevenson was indicted for the murder
of a hotel manager who had been found stabbed to death
on December 2, 1975. Tried promptly in July 1976, Stevenson
was convicted of second-degree murder in the Circuit
Court of Hanover County, Va. The Virginia Supreme Court
reversed the conviction in October 1977, holding that
a bloodstained shirt purportedly belonging to Stevenson
had been improperly admitted into evidence. Stevenson
v. Commonwealth, 218 Va. 462, 237 S. E. 2d 779.
Stevenson was retried in the same court.
This second trial ended in a mistrial on May 30, 1978,
when a juror asked to be excused after trial had begun
and no alternate was available. 1
A third trial, which began in the same
court on June 6, 1978, also ended in a mistrial. It
appears that the mistrial may have been declared because
a prospective juror had read about Stevenson's previous
trials in a newspaper and had told other prospective
jurors about the case before the retrial began. See
App. 35a-36a.
Stevenson was tried in the same court
for a fourth time beginning on September 11, 1978. Present
in the courtroom when the case was called were appellants
Wheeler and McCarthy, reporters for appellant Richmond
Newspapers, Inc. Before the trial began, counsel for
the defendant moved that it be closed to the public:
"[T]here was this woman that was
with the family of the deceased when we were here before.
She had sat in the Courtroom. I would like to ask that
everybody be excluded from the Courtroom because I don't
want any information being shuffled back and forth when
we have [448 U.S. 555, 560] a recess as to what - who
testified to what." Tr. of Sept. 11, 1978 Hearing
on Defendant's Motion to Close Trial to the Public 2-3.
The trial judge, who had presided over
two of the three previous trials, asked if the prosecution
had any objection to clearing the courtroom. The prosecutor
stated he had no objection and would leave it to the
discretion of the court. Id., at 4. Presumably referring
to Va. Code 19.2-266 (Supp. 1980), the trial judge then
announced: "[T]he statute gives me that power specifically
and the defendant has made the motion." He then
ordered "that the Courtroom be kept clear of all
parties except the witnesses when they testify."
Tr., supra, at 4-5. 2 The record does not show that
any objections to the closure order were made by anyone
present at the time, including appellants Wheeler and
McCarthy.
Later that same day, however, appellants sought a hearing
on a motion to vacate the closure order. The trial judge
granted the request and scheduled a hearing to follow
the close of the day's proceedings. When the hearing
began, the court ruled that the hearing was to be treated
as part of the trial; accordingly, he again ordered
the reporters to leave the courtroom, and they complied.
At the closed hearing, counsel for appellants
observed that no evidentiary findings had been made
by the court prior to the entry of its closure order
and pointed out that the court had failed to consider
any other, less drastic measures within its power to
ensure a fair trial. Tr. of Sept. 11, 1978 Hearing on
Motion to Vacate 11-12. Counsel for appellants argued
that constitutional considerations mandated that before
ordering closure, the court should first decide that
the rights of the defendant could be protected in no
other way. [448 U.S. 555, 561]
Counsel for defendant Stevenson pointed
out that this was the fourth time he was standing trial.
He also referred to "difficulty with information
between the jurors," and stated that he "didn't
want information to leak out," be published by
the media, perhaps inaccurately, and then be seen by
the jurors. Defense counsel argued that these things,
plus the fact that "this is a small community,"
made this a proper case for closure. Id., at 16-18.
The trial judge noted that counsel for
the defendant had made similar statements at the morning
hearing. The court also stated:
"[O]ne of the other points that we
take into consideration in this particular Courtroom
is layout of the Courtroom. I think that having people
in the Courtroom is distracting to the jury. Now, we
have to have certain people in here and maybe that's
not a very good reason. When we get into our new Court
Building, people can sit in the audience so the jury
can't see them. The rule of the Court may be different
under those circumstances. . . ." Id., at 19.
The prosecutor again declined comment,
and the court summed up by saying:
"I'm inclined to agree with [defense
counsel] that, if I feel that the rights of the defendant
are infringed in any way, [when] he makes the motion
to do something and it doesn't completely override all
rights of everyone else, then I'm inclined to go along
with the defendant's motion." Id., at 20.
The court denied the motion to vacate
and ordered the trial to continue the following morning
"with the press and public excluded." Id.,
at 27; App. 21a.
What transpired when the closed trial resumed the next
day was disclosed in the following manner by an order
of the court entered September 12, 1978:
"[I]n the absence of the jury, the
defendant by counsel [448 U.S. 555, 562] made a Motion
that a mis-trial be declared, which motion was taken
under advisement.
"At the conclusion of the Commonwealth's
evidence, the attorney for the defendant moved the Court
to strike the Commonwealth's evidence on grounds stated
to the record, which Motion was sustained by the Court.
"And the jury having been excused,
the Court doth find the accused NOT GUILTY of Murder,
as charged in the Indictment, and he was allowed to
depart." Id., at 22a. 3
On September 27, 1978, the trial court
granted appellants' motion to intervene nunc pro tunc
in the Stevenson case. Appellants then petitioned the
Virginia Supreme Court for writs of mandamus and prohibition
and filed an appeal from the trial court's closure order.
On July 9, 1979, the Virginia Supreme Court dismissed
the mandamus and prohibition petitions and, finding
no reversible error, denied the petition for appeal.
Id., at 23a-28a.
Appellants then sought review in this Court, invoking
both our appellate, 28 U.S.C. 1257 (2), and certiorari
jurisdiction. 1257 (3). We postponed further consideration
of the question of our jurisdiction to the hearing of
the case on the merits. 444 U.S. 896 (1979). We conclude
that jurisdiction by appeal does not lie; 4 however,
treating the filed [448 U.S. 555, 563] papers as a petition
for a writ of certiorari pursuant to 28 U.S.C. 2103,
we grant the petition.
The criminal trial which appellants sought
to attend has long since ended, and there is thus some
suggestion that the case is moot. This Court has frequently
recognized, however, that its jurisdiction is not necessarily
defeated by the practical termination of a contest which
is short-lived by nature. See, e. g., Gannett Co. v.
DePasquale, 443 U.S. 368, 377 -378 (1979); Nebraska
Press Assn. v. Stuart, 427 U.S. 539, 546 -547 (1976).
If the underlying dispute is "capable of repetition,
yet evading review," Southern Pacific Terminal
Co. v. ICC, 219 U.S. 498, 515 (1911), it is not moot.
Since the Virginia Supreme Court declined
plenary review, it is reasonably foreseeable that other
trials may be closed by other judges without any more
showing of need than is presented on this record. More
often than not, criminal trials will be of sufficiently
short duration that a closure order "will evade
review, or at least considered plenary review in this
Court." Nebraska Press, supra, at 547. Accordingly,
we turn to the merits.
II
We begin consideration of this case by noting that the
precise issue presented here has not previously been
before this [448 U.S. 555, 564] Court for decision.
In Gannett Co. v. DePasquale, supra, the Court was not
required to decide whether a right of access to trials,
as distinguished from hearings on pretrial motions,
was constitutionally guaranteed. The Court held that
the Sixth Amendment's guarantee to the accused of a
public trial gave neither the public nor the press an
enforceable right of access to a pretrial suppression
hearing. One concurring opinion specifically emphasized
that "a hearing on a motion before trial to suppress
evidence is not a trial. . . ." 443 U.S., at 394
(BURGER, C. J., concurring). Moreover, the Court did
not decide whether the First and Fourteenth Amendments
guarantee a right of the public to attend trials, id.,
at 392, and n. 24; nor did the dissenting opinion reach
this issue. Id., at 447 (opinion of BLACKMUN, J.).
In prior cases the Court has treated questions
involving conflicts between publicity and a defendant's
right to a fair trial; as we observed in Nebraska Press
Assn. v. Stuart, supra, at 547, "[t]he problems
presented by this [conflict] are almost as old as the
Republic." See also, e. g., Gannett, supra; Murphy
v. Florida, 421 U.S. 794 (1975); Sheppard v. Maxwell,
384 U.S. 333 (1966); Estes v. Texas, 381 U.S. 532 (1965).
But here for the first time the Court is asked to decide
whether a criminal trial itself may be closed to the
public upon the unopposed request of a defendant, without
any demonstration that closure is required to protect
the defendant's superior right to a fair trial, or that
some other overriding consideration requires closure.
A
The origins of the proceeding which has become the modern
criminal trial in Anglo-American justice can be traced
back beyond reliable historical records. We need not
here review all details of its development, but a summary
of that history is instructive. What is significant
for present purposes is that throughout its evolution,
the trial has been open to all who cared to observe.
[448 U.S. 555, 565]
In the days before the Norman Conquest,
cases in England were generally brought before moots,
such as the local court of the hundred or the county
court, which were attended by the freemen of the community.
Pollock, English Law Before the Norman Conquest, in
1 Select Essays in Anglo-American Legal History 88,
89 (1907). Somewhat like modern jury duty, attendance
at these early meetings was compulsory on the part of
the freemen, who were called upon to render judgment.
Id., at 89-90; see also 1 W. Holdsworth, A History of
English Law 10, 12 (1927). 5
With the gradual evolution of the jury
system in the years after the Norman Conquest, see,
e. g., id., at 316, the duty of all freemen to attend
trials to render judgment was relaxed, but there is
no indication that criminal trials did not remain public.
When certain groups were excused from compelled attendance,
see the Statute of Marlborough, 52 Hen. 3, ch. 10 (1267);
1 Holdsworth, supra, at 79, and n. 4, the statutory
exemption did not prevent them from attending; Lord
Coke observed that those excused "are not compellable
to come, but left to their own liberty." 2 E. Coke,
Institutes of the Laws of England 121 (6th ed. 1681).
6
Although there appear to be few contemporary
statements [448 U.S. 555, 566] on the subject, reports
of the Eyre of Kent, a general court held in 1313-1314,
evince a recognition of the importance of public attendance
apart from the "jury duty" aspect. It was
explained that
"the King's will was that all evil
doers should be punished after their deserts, and that
justice should be ministered indifferently to rich as
to poor; and for the better accomplishing of this, he
prayed the community of the county by their attendance
there to lend him their aid in the establishing of a
happy and certain peace that should be both for the
honour of the realm and for their own welfare."
1 Holdsworth, supra, at 268, quoting from the S. S.
edition of the Eyre of Kent, vol. i., p. 2 (emphasis
added).
From these early times, although great
changes in courts and procedure took place, one thing
remained constant: the public character of the trial
at which guilt or innocence was decided. Sir Thomas
Smith, writing in 1565 about "the definitive proceedings
in causes criminall," explained that, while the
indictment was put in writing as in civil law countries:
"All the rest is done openlie in
the presence of the Judges, the Justices, the enquest,
the prisoner, and so manie as will or can come so neare
as to heare it, and all depositions and witnesses given
aloude, that all men may heare from the mouth of the
depositors and witnesses what is saide." T. Smith,
De Republica Anglorum 101 (Alston ed. 1972) (emphasis
added).
Three centuries later, Sir Frederick Pollock
was able to state of the "rule of publicity"
that, "[h]ere we have one tradition, at any rate,
which has persisted through all changes." F. Pollock,
The Expansion of the Common Law 31-32 (1904). See also
E. Jenks, The Book of English Law 73-74 (6th ed. 1967):
"[O]ne of the most conspicuous features of English
justice, that all judicial trials are held in open court,
to which the [448 U.S. 555, 567] public have free access,
. . . appears to have been the rule in England from
time immemorial."
We have found nothing to suggest that the presumptive
openness of the trial, which English courts were later
to call "one of the essential qualities of a court
of justice," Daubney v. Cooper, 10 B. & C.
237, 240, 109 Eng. Rep. 438, 440 (K. B. 1829), was not
also an attribute of the judicial systems of colonial
America. In Virginia, for example, such records as there
are of early criminal trials indicate that they were
open, and nothing to the contrary has been cited. See
A. Scott, Criminal Law in Colonial Virginia 128-129
(1930); Reinsch, The English Common Law in the Early
American Colonies, in 1 Select Essays in Anglo-American
Legal History 367, 405 (1907). Indeed, when in the mid-1600's
the Virginia Assembly felt that the respect due the
courts was "by the clamorous unmannerlynes of the
people lost, and order, gravity and decorum which should
manifest the authority of a court in the court it selfe
neglected," the response was not to restrict the
openness of the trials to the public, but instead to
prescribe rules for the conduct of those attending them.
See Scott, supra, at 132.
In some instances, the openness of trials
was explicitly recognized as part of the fundamental
law of the Colony. The 1677 Concessions and Agreements
of West New Jersey, for example, provided:
"That in all publick courts of justice
for tryals of causes, civil or criminal, any person
or persons, inhabitants of the said Province may freely
come into, and attend the said courts, and hear and
be present, at all or any such tryals as shall be there
had or passed, that justice may not be done in a corner
nor in any covert manner." Reprinted in Sources
of Our Liberties 188 (R. Perry ed. 1959).
See also 1 B. Schwartz, The Bill of Rights:
A Documentary History 129 (1971). [448 U.S. 555, 568]
The Pennsylvania Frame of Government of 1682 also provided
"[t]hat all courts shall be open . . .," Sources
of Our Liberties, supra, at 217; 1 Schwartz, supra,
at 140, and this declaration was reaffirmed in 26 of
the Constitution adopted by Pennsylvania in 1776. See
1 Schwartz, supra, at 271. See also 12 and 76 of the
Massachusetts Body of Liberties, 1641, reprinted in
1 Schwartz, supra, at 73, 80.
Other contemporary writings confirm the
recognition that part of the very nature of a criminal
trial was its openness to those who wished to attend.
Perhaps the best indication of this is found in an address
to the inhabitants of Quebec which was drafted by a
committee consisting of Thomas Cushing, Richard Henry
Lee, and John Dickinson and approved by the First Continental
Congress on October 26, 1774. 1 Journals of the Continental
Congress, 1774-1789, pp. 101, 105 (1904) (Journals).
This address, written to explain the position of the
Colonies and to gain the support of the people of Quebec,
is an "exposition of the fundamental rights of
the colonists, as they were understood by a representative
assembly chosen from all the colonies." 1 Schwartz,
supra, at 221. Because it was intended for the inhabitants
of Quebec, who had been "educated under another
form of government" and had only recently become
English subjects, it was thought desirable for the Continental
Congress to explain "the inestimable advantages
of a free English constitution of government, which
it is the privilege of all English subjects to enjoy."
1 Journals 106.
"[One] great right is that of trial by jury. This
provides, that neither life, liberty nor property, can
be taken from the possessor, until twelve of his unexceptionable
countrymen and peers of his vicinage, who from that
neighborhood may reasonably be supposed to be acquainted
quainted with his character, and the characters of the
witnesses, upon a fair trial, and full enquiry, face
to face, in open Court, before as many of the people
as chuse to [448 U.S. 555, 569] attend, shall pass their
sentence upon oath against him. . . ." Id., at
107 (emphasis added).
B
As we have shown, and as was shown in both the Court's
opinion and the dissent in Gannett, 443 U.S., at 384
, 386, n. 15, 418-425, the historical evidence demonstrates
conclusively that at the time when our organic laws
were adopted, criminal trials both here and in England
had long been presumptively open. This is no quirk of
history; rather, it has long been recognized as an indispensable
attribute of an Anglo-American trial. Both Hale in the
17th century and Blackstone in the 18th saw the importance
of openness to the proper functioning of a trial; it
gave assurance that the proceedings were conducted fairly
to all concerned, and it discouraged perjury, the misconduct
of participants, and decisions based on secret bias
or partiality. See, e. g., M. Hale, The History of the
Common Law of England 343-345 (6th ed. 1820); 3 W. Blackstone,
Commentaries *372-*373. Jeremy Bentham not only recognized
the therapeutic value of open justice but regarded it
as the keystone:
"Without publicity, all other checks are insufficient:
in comparison of publicity, all other checks are of
small account. Recordation, appeal, whatever other institutions
might present themselves in the character of checks,
would be found to operate rather as cloaks than checks;
as cloaks in reality, as checks only in appearance."
1 J. Bentham, Rationale of Judicial Evidence 524 (1827).
7
Panegyrics on the values of openness were
by no means confined to self-praise by the English.
Foreign observers of English criminal procedure in the
18th and early 19th centuries [448 U.S. 555, 570] came
away impressed by the very fact that they had been freely
admitted to the courts, as many were not in their own
homelands. See L. Radzinowicz, A History of English
Criminal Law 715, and n. 96 (1948). They marveled that
"the whole juridical procedure passes in public,"
2 P. Grosley, A Tour to London; or New Observations
on England 142 (Nugent trans. 1772), quoted in Radzinowicz,
supra, at 717, and one commentator declared:
"The main excellence of the English
judicature consists in publicity, in the free trial
by jury, and in the extraordinary despatch with which
business is transacted. The publicity of their proceedings
is indeed astonishing. Free access to the courts is
universally granted." C. Goede, A Foreigner's Opinion
of England 214 (Horne trans. 1822). (Emphasis added.)
The nexus between openness, fairness,
and the perception of fairness was not lost on them:
"[T]he judge, the counsel, and the
jury, are constantly exposed to public animadversion;
and this greatly tends to augment the extraordinary
confidence, which the English repose in the administration
of justice." Id., at 215.
This observation raises the important
point that "[t]he publicity of a judicial proceeding
is a requirement of much broader bearing than its mere
effect upon the quality of testimony." 6 J. Wigmore,
Evidence 1834, p. 435 (J. Chadbourn rev. 1976). 8 The
early history of open trials in part reflects the widespread
acknowledgment, long before there were behavioral scientists,
that public trials had significant community therapeutic
value. Even without such experts to frame [448 U.S.
555, 571] the concept in words, people sensed from experience
and observation that, especially in the administration
of criminal justice, the means used to achieve justice
must have the support derived from public acceptance
of both the process and its results.
When a shocking crime occurs, a community reaction of
outrage and public protest often follows. See H. Weihofen,
The Urge to Punish 130-131 (1956). Thereafter the open
processes of justice serve an important prophylactic
purpose, providing an outlet for community concern,
hostility, and emotion. Without an awareness that society's
responses to criminal conduct are underway, natural
human reactions of outrage and protest are frustrated
and may manifest themselves in some form of vengeful
"self-help," as indeed they did regularly
in the activities of vigilante "committees"
on our frontiers. "The accusation and conviction
or acquittal, as much perhaps as the execution of punishment,
operat[e] to restore the imbalance which was created
by the offense or public charge, to reaffirm the temporarily
lost feeling of security and, perhaps, to satisfy that
latent `urge to punish.'" Mueller, Problems Posed
by Publicity to Crime and Criminal Proceedings, 110
U. Pa. L. Rev. 1, 6 (1961).
Civilized societies withdraw both from
the victim and the vigilante the enforcement of criminal
laws, but they cannot erase from people's consciousness
the fundamental, natural yearning to see justice done
- or even the urge for retribution. The crucial prophylactic
aspects of the administration of justice cannot function
in the dark; no community catharsis can occur if justice
is "done in a corner [or] in any covert manner."
Supra, at 567. It is not enough to say that results
alone will satiate the natural community desire for
"satisfaction." A result considered untoward
may undermine public confidence, and where the trial
has been concealed from public view an unexpected outcome
can cause a reaction that the system at best has failed
and at worst has been corrupted. To work effectively,
it is important that society's criminal [448 U.S. 555,
572] process "satisfy the appearance of justice,"
Offutt v. United States, 348 U.S. 11, 14 (1954), and
the appearance of justice can best be provided by allowing
people to observe it.
Looking back, we see that when the ancient
"town meeting" form of trial became too cumbersome,
12 members of the community were delegated to act as
its surrogates, but the community did not surrender
its right to observe the conduct of trials. The people
retained a "right of visitation" which enabled
them to satisfy themselves that justice was in fact
being done.
People in an open society do not demand
infallibility from their institutions, but it is difficult
for them to accept what they are prohibited from observing.
When a criminal trial is conducted in the open, there
is at least an opportunity both for understanding the
system in general and its workings in a particular case:
"The educative effect of public attendance
is a material advantage. Not only is respect for the
law increased and intelligent acquaintance acquired
with the methods of government, but a strong confidence
in judicial remedies is secured which could never be
inspired by a system of secrecy." 6 Wigmore, supra,
at 438. See also 1 J. Bentham, Rationale of Judicial
Evidence, at 525.
In earlier times, both in England and
America, attendance at court was a common mode of "passing
the time." See, e. g., 6 Wigmore, supra, at 436;
Mueller, supra, at 6. With the press, cinema, and electronic
media now supplying the representations or reality of
the real life drama once available only in the courtroom,
attendance at court is no longer a widespread pastime.
Yet "[i]t is not unrealistic even in this day to
believe that public inclusion affords citizens a form
of legal education and hopefully promotes confidence
in the fair administration of justice." State v.
Schmit, 273 Minn. 78, 87-88, 139 N. W. 2d 800, 807 (1966).
Instead of acquiring information about trials by firsthand
observation or by word [448 U.S. 555, 573] of mouth
from those who attended, people now acquire it chiefly
through the print and electronic media. In a sense,
this validates the media claim of functioning as surrogates
for the public. While media representatives enjoy the
same right of access as the public, they often are provided
special seating and priority of entry so that they may
report what people in attendance have seen and heard.
This "contribute[s] to public understanding of
the rule of law and to comprehension of the functioning
of the entire criminal justice system. . . ." Nebraska
Press Assn. v. Stuart, 427 U.S., at 587 (BRENNAN, J.,
concurring in judgment).
C
From this unbroken, uncontradicted history, supported
by reasons as valid today as in centuries past, we are
bound to conclude that a presumption of openness inheres
in the very nature of a criminal trial under our system
of justice. This conclusion is hardly novel; without
a direct holding on the issue, the Court has voiced
its recognition of it in a variety of contexts over
the years. 9 Even while holding, in Levine v. [448 U.S.
555, 574] United States, 362 U.S. 610 (1960), that a
criminal contempt proceeding was not a "criminal
prosecution" within the meaning of the Sixth Amendment,
the Court was careful to note that more than the Sixth
Amendment was involved:
"[W]hile the right to a `public trial'
is explicitly guaranteed by the Sixth Amendment only
for `criminal prosecutions,' that provision is a reflection
of the notion, deeply rooted in the common law, that
`justice must satisfy the appearance of justice.'. .
. [D]ue process demands appropriate regard for the requirements
of a public proceeding in cases of criminal contempt
. . . as it does for all adjudications through the exercise
of the judicial power, barring narrowly limited categories
of exceptions. . . ." Id., at 616. 10
And recently in Gannett Co. v. DePasquale,
443 U.S. 368 (1979), both the majority, id., at 384,
386, n. 15, and dissenting opinion, id., at 423, agreed
that open trials were part of the common-law tradition.
[448 U.S. 555, 575]
Despite the history of criminal trials being presumptively
open since long before the Constitution, the State presses
its contention that neither the Constitution nor the
Bill of Rights contains any provision which by its terms
guarantees to the public the right to attend criminal
trials. Standing alone, this is correct, but there remains
the question whether, absent an explicit provision,
the Constitution affords protection against exclusion
of the public from criminal trials.
III
A
The First Amendment, in conjunction with the Fourteenth,
prohibits governments from "abridging the freedom
of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government
for a redress of grievances." These expressly guaranteed
freedoms share a common core purpose of assuring freedom
of communication on matters relating to the functioning
of government. Plainly it would be difficult to single
out any aspect of government of higher concern and importance
to the people than the manner in which criminal trials
are conducted; as we have shown, recognition of this
pervades the centuries-old history of open trials and
the opinions of this Court. Supra, at 564-575, and n.
9.
The Bill of Rights was enacted against
the backdrop of the long history of trials being presumptively
open. Public access to trials was then regarded as an
important aspect of the process itself; the conduct
of trials "before as many of the people as chuse
to attend" was regarded as one of "the inestimable
advantages of a free English constitution of government."
1 Journals 106, 107. In guaranteeing freedoms such as
those of speech and press, the First Amendment can be
read as protecting the right of everyone to attend trials
so as to give meaning to those explicit guarantees.
"[T]he First Amendment goes beyond protection of
the press and the self-expression [448 U.S. 555, 576]
of individuals to prohibit government from limiting
the stock of information from which members of the public
may draw." First National Bank of Boston v. Bellotti,
435 U.S. 765, 783 (1978). Free speech carries with it
some freedom to listen. "In a variety of contexts
this Court has referred to a First Amendment right to
`receive information and ideas.'" Kleindienst v.
Mandel, 408 U.S. 753, 762 (1972). What this means in
the context of trials is that the First Amendment guarantees
of speech and press, standing alone, prohibit government
from summarily closing courtroom doors which had long
been open to the public at the time that Amendment was
adopted. "For the First Amendment does not speak
equivocally. . . . It must be taken as a command of
the broadest scope that explicit language, read in the
context of a liberty-loving society, will allow."
Bridges v. California, 314 U.S. 252, 263 (1941) (footnote
omitted).
It is not crucial whether we describe
this right to attend criminal trials to hear, see, and
communicate observations concerning them as a "right
of access," cf. Gannett, supra, at 397 (POWELL,
J., concurring); Saxbe v. Washington Post Co., 417 U.S.
843 (1974); Pell v. Procunier, 417 U.S. 817 (1974),
11 or a "right to gather information," for
we have recognized that "without some protection
for seeking out the news, freedom of the press could
be eviscerated." Branzburg v. Hayes, 408 U.S. 665,
681 (1972). The explicit, guaranteed rights to speak
and to publish concerning what takes place at a [448
U.S. 555, 577] trial would lose much meaning if access
to observe the trial could, as it was here, be foreclosed
arbitrarily. 12
B
The right of access to places traditionally open to
the public, as criminal trials have long been, may be
seen as assured by the amalgam of the First Amendment
guarantees of speech and press; and their affinity to
the right of assembly is not without relevance. From
the outset, the right of assembly was regarded not only
as an independent right but also as a catalyst to augment
the free exercise of the other First Amendment rights
with which it was deliberately linked by the draftsmen.
13 [448 U.S. 555, 578] "The right of peaceable
assembly is a right cognate to those of free speech
and free press and is equally fundamental." De
Jonge v. Oregon, 299 U.S. 353, 364 (1937). People assemble
in public places not only to speak or to take action,
but also to listen, observe, and learn; indeed, they
may "assembl[e] for any lawful purpose," Hague
v. CIO, 307 U.S. 496, 519 (1939) (opinion of Stone,
J.). Subject to the traditional time, place, and manner
restrictions, see, e. g., Cox v. New Hampshire, 312
U.S. 569 (1941); see also Cox v. Louisiana, 379 U.S.
559, 560 -564 (1965), streets, sidewalks, and parks
are places traditionally open, where First Amendment
rights may be exercised, see Hague v. CIO, supra, at
515 (opinion of Roberts, J.); a trial courtroom also
is a public place where the people generally - and representatives
of the media - have a right to be present, and where
their presence historically has been thought to enhance
the integrity and quality of what takes place. 14 [448
U.S. 555, 579]
C
The State argues that the Constitution nowhere spells
out a guarantee for the right of the public to attend
trials, and that accordingly no such right is protected.
The possibility that such a contention could be made
did not escape the notice of the Constitution's draftsmen;
they were concerned that some important rights might
be thought disparaged because not specifically guaranteed.
It was even argued that because of this danger no Bill
of Rights should be adopted. See, e. g., The Federalist
No. 84 (A. Hamilton). In a letter to Thomas Jefferson
in October 1788, James Madison explained why he, although
"in favor of a bill of rights," had "not
viewed it in an important light" up to that time:
"I conceive that in a certain degree . . . the
rights in question are reserved by the manner in which
the federal powers are granted." He went on to
state that "there is great reason to fear that
a positive declaration of some of the most essential
rights could not be obtained in the requisite latitude."
5 Writings of James Madison 271 (G. Hunt ed. 1904).
15
But arguments such as the State makes
have not precluded recognition of important rights not
enumerated. Notwithstanding the appropriate caution
against reading into the Constitution rights not explicitly
defined, the Court has acknowledged that certain unarticulated
rights are implicit in enumerated guarantees. For example,
the rights of association and of privacy, the right
to be presumed innocent, and the right to be judged
by a standard of proof beyond a reasonable [448 U.S.
555, 580] doubt in a criminal trial, as well as the
right to travel, appear nowhere in the Constitution
or Bill of Rights. Yet these important but unarticulated
rights have nonetheless been found to share constitutional
protection in common with explicit guarantees. 16 The
concerns expressed by Madison and others have thus been
resolved; fundamental rights, even though not expressly
guaranteed, have been recognized by the Court as indispensable
to the enjoyment of rights explicitly defined.
We hold that the right to attend criminal
trials 17 is implicit in the guarantees of the First
Amendment; without the freedom to attend such trials,
which people have exercised for centuries, important
aspects of freedom of speech and "of the press
could be eviscerated." Branzburg, 408 U.S., at
681 .
D
Having concluded there was a guaranteed right of the
public under the First and Fourteenth Amendments to
attend the trial of Stevenson's case, we return to the
closure order challenged by appellants. The Court in
Gannett made clear that although the Sixth Amendment
guarantees the accused a right to a public trial, it
does not give a right to a private trial. 443 U.S.,
at 382 . Despite the fact that this was the fourth trial
of the accused, the trial judge made no findings to
support closure; no inquiry was made as to whether alternative
[448 U.S. 555, 581] solutions would have met the need
to ensure fairness; there was no recognition of any
right under the Constitution for the public or press
to attend the trial. In contrast to the pretrial proceeding
dealt with in Gannett, there exist in the context of
the trial itself various tested alternatives to satisfy
the constitutional demands of fairness. See, e. g.,
Nebraska Press Assn. v. Stuart, 427 U.S., at 563 -565;
Sheppard v. Maxwell, 384 U.S., at 357 -362. There was
no suggestion that any problems with witnesses could
not have been dealt with by their exclusion from the
courtroom or their sequestration during the trial. See
id., at 359. Nor is there anything to indicate that
sequestration of the jurors would not have guarded against
their being subjected to any improper information. All
of the alternatives admittedly present difficulties
for trial courts, but none of the factors relied on
here was beyond the realm of the manageable. Absent
an overriding interest articulated in findings, the
trial of a criminal case must be open to the public.
18 Accordingly, the judgment under review is
Reversed.
MR. JUSTICE POWELL took no part in the
consideration or decision of this case.
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